FCA COMPLIANCE OFFICER jobs in EUROPE ENGLAND, United Kingdom #3

. For more information visit Role Summary Supporting the Head of Prime Services and Continental Europe Compliance in ensuring the Marex... and timely regulatory advice, supporting business initiatives, and promoting a compliance culture within the Marex Prime Services...

requirements Standard company responsibilities Ensuring compliance with the company's regulatory requirements under the FCA.... For more information visit Role Summary Support the Head Capital Markets Compliance in ensuring the Marex Group adheres to and operates...

requirements Standard company responsibilities Ensuring compliance with the company's regulatory requirements under the FCA.... For more information visit Role Summary Support the Head Capital Markets Compliance in ensuring the Marex Group adheres to and operates...

. They are looking to hire a Compliance Analyst on a 12 month FTC, the start date is likely to be October/November. THE RESPONSIBILITIES... for new accounts and/or new investment guidelines Change in Control process for the Business Compliance with those aspects...

evaluation and examination of the adequacy of internal controls Responsibilities: Act as a compliance officer for the UK... privacy and financial services regulations. Previous experience within a compliance officer or risk manager position...

Officer & Group Head of Compliance or Compliance Director. Qualifications Degree educated Relevant industry..., emphasising wellbeing. Job Description Reporting to the Compliance Director, provide regulatory advice and reporting expertise...

team comprises over 60 individuals in the UK, reporting through to the Chief Risk Officer. The Compliance team located in...Location: London Job title: Compliance Specialist Who we’re looking for We are looking for a Compliance Specialist...

for new accounts and/or new investment guidelines Change in Control process Regulatory Responsibilities: * Compliance... with those aspects of the FCA’s Senior Managers and Certification Regime which apply to you - including adherence to the Conduct Rule...

on joint responses where required Management Management of relevant Compliance Officer(s) Direction of work flows...SCUK Compliance Manager - Data Protection & Regulatory Liaison Country: United Kingdom Santander Consumer Finance...

management information to the Chief Compliance Officer and the Senior Management of the assigned business area. Ensure... at Howden. We are seeking a Head of Compliance to join our Risk, Legal & Compliance teams. This is a great opportunity...

and compliance framework. You’ll support the Chief Risk Officer (SMF4), Chief Compliance Officer (SMF 16) and MLRO (SMF 17) in... identifying, measuring, managing and monitoring operational risk, credit risk, conduct risk, regulatory compliance risk...

Compliance, a unit which forms part of Global Compliance and Corporate Risk, is entrusted with providing regulatory advice... Compliance Oversight function. Provide leadership and guidance in relation to the the activities of all products & services...

We are newly recruiting for a Senior Associate to join our Risk & Compliance team. This role is offered on a flexible... but also with regard to policy and process, and general approach to supplier onboarding Working with the Chief People Officer and HR team...

as either Compliance Officer or Compliance Manager. Note We will not accept any CVs via agencies Diversity & Inclusion Pictet... service. The Pictet Asset Management Compliance Team is organised around three main areas: Distribution, Trading...

to Chief Compliance Officer To provide a key point of contact between the Marketing business lines and Compliance. The...Archax is an FCA-regulated exchange, broker and custodian for digital assets, targeted at professional...

Chief Compliance Officer and the Senior Management of the Howden UK&I businesses. To contribute to the Howden UK... to support our Risk, Legal & Compliance teams. This is a great opportunity for someone who has the expertise to provide...

Job Description: Main purpose of the Role: To serve as the FCA registered Compliance Officer (SMF16). To develop... and deliver a Compliance Programme, including an Annual Compliance Plan and Compliance Monitoring Programme, designed to identify...