FCA COMPLIANCE OFFICER jobs in ENGLAND, United Kingdom #4

Compliance, to join our high-performing UK Risk and Compliance team. You will report to the PPUK Chief Compliance & Risk Officer..., including in-depth knowledge of regulatory compliance spanning the UK environment, specifically expectations of the FCA and PSR...

Banking Job - Operational & Regulatory Support Team Officer-Banking (1-year FTC) - London - M £Highly Competitive... & Regulatory Support Team Officer-Banking (1-year FTC) The Skills You'll Need: English fluent, Be familiar with the requirements...

with internal procedures, meeting company standards and maintaining comprehensive records, in compliance with FCA complaint handling... to effectively deliver in your role. We have an exciting opportunity for a Complaints Officer to join our M&G Wealth Platform...

Relationship Officer in our London office. You will be supporting the UK team and be the point of entry for all operational... zone's Business Risk Manager and or/compliance to resolve any risk & compliance matters. Process Credit requests...

and Subsidiary customers. As a Senior Officer - CHAPS CRM, you will be responsible to take actions required as a Direct Participant... of England Prepare regular reports for Head of Department and Senior Management when required Complete CHAPS Compliance...

Job Description: Chief Underwriting Officer – AUM Lead the underwriting strategy for AUM which is one of the... trust as one inclusive, diverse team, and we are passionate about helping our colleagues and clients succeed. The FCA...

policies and undertaking data lifecycle management to ensure data standards and data quality. As a Data Privacy Officer... GDPR compliance of the Bank and monitoring the implementation of the relevant policies and procedures across the Bank...

What the Hiring Manager Says The Money Laundering Reporting Officer (MLRO) role is responsible for identifying... for businesses within both the Affluent and High Net Worth segments. Chief Risk Officer About the Role ​Level: Level 6...

Join an esteemed London Insurer as a Senior Customer Oversight Officer and play a pivotal role in ensuring adherence... to our company's commitment to maintaining the highest standards of customer oversight and regulatory compliance. Role Purpose...

and responding to requests from FCA and auditors Provide strategic and technical advice on CASS compliance to business and support...We are searching for a Cass Oversight Officer to join our growing UK business. Key responsibilities Act as the...

line of defence role within an FCA-regulated business. You have proven experience in compliance roles (5+ years... relating to the oversight and management of the UK Financial Crime Compliance function. In this role, you'd work closely...

London and international markets Ensure ongoing compliance with Willis Towers Watson guidelines and procedures. Placement... as per FCA and contract certainty requirements Ensure delivery of high levels of the end-to-end ongoing client service, adhering...

compliance with FCA requirements and internal policies and procedures. Opportunity for a dynamic CPO lead a phase of high... of competitive compensation and benefits packages. Ensure compliance with relevant UK Employment laws and regulations. Manage...

-ordinate and prepare regulatory complaints returns (e.g. Lloyd’s eligible complainant return and FCA RMAR). Review proposed... Committee, Conduct Committee and Product Oversight Group. Assist with the delivery of face to face Compliance Induction...

required targets and contribute to business and team targets Ensure that all compliance rules as per the NFS QA Framework... financial services industry Knowledge and understanding of FCA guidelines Customer focused Keen eye (and ear) for detail...

(i.e. Assurance). Provide guidance in relation to all relevant PEP and Sanction tools to ensure compliance with all necessary... are executed e.g. FCA requests for information, thematic review participations, Court / Production Orders, Asset Freeze orders...

for projects, working in collaboration with the Chief Compliance Officer to ensure appropriate risk and governance oversight...About Zumo Zumo is the FCA registered, blockchain-powered digital asset partner for individuals and institutions...