FCA COMPLIANCE OFFICER jobs in ENGLAND, United Kingdom #2

About the role: Sustainalytics is currently seeking a Chief Compliance Officer. The Chief Compliance Officer... Amsterdam and reports to the Global Chief Compliance Officer (“GCCO”) Ratings and Benchmarks Job responsibilities: Given the...

Compliance Officer Lloyd Recruitment Services are delighted to be recruiting on behalf of a specialist finance... provider that seek an experienced Compliance Officer to join their Compliance & Risk team. The client is an award winning...

Opportunity A well-funded fintech start-up is looking to recruit an ambitious Compliance and Paralegal Officer.... Job Summary As a Fintech Compliance and Paralegal Officer, you will play a crucial role in ensuring regulatory compliance...

Our client a leading global Investment Bank are recruiting for a Senior Compliance Officer - Control Room and Central... Compliance to join their established Compliance team with offices based in the city of london The Senior Compliance Officer...

We are looking for a pro-active, highly motivated and ambitious individual who will hold the role of Regulatory Compliance Officer to expand..., Investment Services Knowledge of FCA and EU compliance and AML/TF regulation, including GDPR and investment services regulation...

Who we are looking for We are looking for a Global Markets Compliance Officer – Vice President who will primarily... Association (“NFA”) swap regulations in addition to the FCA and PRA requirements is preferred to enhance the compliance program...

This Compliance Officer role is an exciting opportunity for a Compliance professional who has a strong interest in... working as a Compliance Officer with a growing sustainable financial services firm. Working closely with the Head...

. For more information visit Role Summary We are looking for a Senior Surveillance Compliance officer to join the team in London. The... / Structured products, FX, Prime Services…); with an opportunity to gain exposure to a wider range of compliance activities...

. For more information visit Role Summary We are looking for a Senior Surveillance Compliance officer to join the team in London. The... / Structured products, FX, Prime Services…); with an opportunity to gain exposure to a wider range of compliance activities...

Job Description: Job Title Fixed Income Markets Compliance Officer Location London Corporate Title AVP... You will be a member of the Business Line Compliance (BLC) team providing support to the Fixed Income Business Division. The Compliance...

relevant qualification, or working towards this. Proven experience as a Compliance Officer or similar role within an FCA...Skill Set Compliance, File Checker, Compliance Officer, Financial Planning A highly successful and award winning...

Compliance Monitoring Officer My client is an independent insurance brokerage specialising in a number of niche... sectors. They are currently seeking a Compliance Monitoring Officer to join their Operations Department...

Compliance Monitoring Officer My client is an independent insurance brokerage specialising in a number of niche... sectors. They are currently seeking a Compliance Monitoring Officer to join their Operations Department...

Compliance Monitoring Officer My client is an independent insurance brokerage specialising in a number of niche... sectors. They are currently seeking a Compliance Monitoring Officer to join their Operations Department...

COMPLIANCE OFFICER LEEDS + HYBRID WORKING SALARY UP TO £35,000 THE OPPORTUNITY: Join an exciting insurance... brokerage based near Leeds. This is a growing team in a growing brokerage looking for ambitious compliance professional...

Compliance Officer, Stockport 70,000-80,000 Type: Permanent Reports to: Executive Committee My client is a hugely... well respected and successful Financial Services Partner who is looking for a skilled and qualified Compliance Officer to assist them...

should have experience from an appropriate compliance, regulatory, or legal background and deep working knowledge of the FCA rules contained... of a number of Compliance Manager positions. This job requires a Regulatory Advisor to provide advice and support to the first line of defence...