FCA COMPLIANCE OFFICER jobs in ENGLAND ENGLAND, United Kingdom #5

where necessary Standard company responsibilities Ensuring compliance with the company's regulatory requirements under the FCA... 3 areas, all reporting into the Chief Operating Officer for Marex Solutions: COO team - delivering new business...

Financial Conduct Authority (FCA) and outsourcing requirements set by the Prudential Regulation Authority (PRA... Asset Oversight Officer (CAOO) and relevant Senior Management Functions (SMFs) are able to deliver on their regulatory...

for our customers, colleagues, and shareholders. To support our incoming Chief Operating Officer (COO), Hugh Hessing, we’re recruiting...; as such the role holder will be a Certified Person under the FCA regime. What you’ll be doing: Reviewing our operational...

to all IT General Controls, FCA/PRA guidelines, Maltese Financial Services Authority (MFSA) guidelines, and the requirement... of defence functions, and other compliance and control functions across the enterprise. Ultimately, this role is focused...

in depth knowledge of the FCA-regulated company. Benefits 31 days annual starting from 31 days and increasing..., implementation, maintenance, and continual improvement of the governance, risk, and compliance strategy and roadmap for information...