FCA COMPLIANCE MANAGER jobs in WEST YORKSHIRE, United Kingdom

: Demonstrable track record in an Assurance or Compliance Monitoring (thematic review) role within an FCA regulated business. Proven... Manager to join their team. As a Controls Assurance Manager, you will be responsible for managing a specialist team to deliver...

of Compliance. Leading the Compliance function, and reporting to the Director of Customer and Compliance, you will be responsible... for structuring, leading and developing the team to best in class compliance standards in UK insurance. The role will take overall...

of Compliance. Leading the Compliance function, and reporting to the Director of Customer and Compliance, you will be responsible... for structuring, leading and developing the team to best in class compliance standards in UK insurance. The role will take overall...

or Sales Manager that has recent experience at this level within an FCA complaint driven environment. The Renewals Customer... management of staff (directly to begin with but eventually through the Team Leaders). Adherence to strict FCA compliance targets...

Manager - Financial Services We are searching for an experienced Manager - Financial Services Consulting brings..., we are looking to recruit another Manager into our Internal Audit team. We are looking for someone who wants to take the next step in...

Mid Market Team Manager Are you someone who loves a challenge and wants to progress their career in leadership... for you! A bit about the job: As a Mid-Market Team Manager, you will be responsible for managing an underwriting team to deliver...

Manager or high performing Business Manager who is ready to take the next step up in their career. You will have the... of customer service and achieving top CSI scores for your dealership Responsible for the implementation of compliance in regards...

and resolution in line with Compliance and business guidelines. Produce case studies each month, which will highlight corrective... throughout the business. Work closely with the Senior Customer Relations Advisors, Legal and Compliance teams to ensure...

Compliance Policy Manager, your purpose will be to provide regulatory advice and guidance to our Consumer Finance business... What are we looking for? You're a well-rounded financial services compliance professional with a solid understanding of FCA rules and guidance...

Financial Conduct Authority (FCA) and other legal, regulatory, or risk management frameworks, to the Supplier Assurance Manager... Assurance Strategy within Shared Services. You will oversee supplier risk and compliance audits for Procurement & Supply Chain...

and escalating to your Manager Daily processing of a variety of payments, ensuring compliance Working continually via Excel... central accounts are reconciled Maintaining effective records and communicating with wider departments Working to FCA...

awareness of the investment and pension market place including new changes in legislation Understanding of FCA compliance, Data... and with the compliance team. THE ROLE To undertake independent financial research and analysis based on client files...