FCA COMPLIANCE MANAGER jobs in EUROPE ENGLAND, United Kingdom #4

on a wide range of compliance matters, including representing Compliance on projects. Support the Compliance Advisory Manager... members we serve. Benenden Health has an exciting opportunity for a Compliance Officer on a fixed term contract for 12...

energy, curiosity, and enthusiasm to join the firm's Compliance Testing Group to conduct detailed reviews covering the... to check compliance with regulations and the firm's policies, procedures, and compliance control infrastructure...

Director Take on tasks and projects as requested by the Compliance Supervisors, Manager and Director with a can-do attitude... Compliance team in administering the supervisory scheme across the Network Undertake “focused” file checks for the Network's AR...

Manager, your position will involve supporting Pillar 3 of the Compliance function (focusing on Policy Governance, Culture... for employees focusing on key aspects of the business and current regulatory issues. Supporting the Senior Compliance Manager...

. Working knowledge of FCA and FOS rules. Proficient in Microsoft Office suite. Previous experience in a compliance...Compliance Officer - Southwark, London Position: Part-Time Compliance Officer Salary: £32,000 Location: Southwark...

Our client is a premier asset manager This role has responsiblity for managing all front office system related alerts... for new accounts and/or new investment guidelines Change in Control process Regulatory Responsibilities: * Compliance...

Compliance Monitoring Associate for this exciting company will be reporting into the Senior Compliance Manager and working...Job Description: Robert Half is working with a rapidly growing fintech company who are recruiting for a Compliance...

with our various Open Banking & Payments licences Manage (in conjunction with the Head of UK Compliance and senior compliance manager...Recruiting on behalf of a Software Company for a PSD2 Compliance Specialist. Reporting to the Head of UK Compliance...

Technical Compliance Manager to track, record, and communicate FCA and other bodies' regulatory outputs, as well as assist...'s role reports to the Group Technical Compliance Manager, with responsibility for supporting the regulatory change...

of Compliance. Leading the Compliance function, and reporting to the Director of Customer and Compliance, you will be responsible... for structuring, leading and developing the team to best in class compliance standards in UK insurance. The role will take overall...

of Compliance. Leading the Compliance function, and reporting to the Director of Customer and Compliance, you will be responsible... for structuring, leading and developing the team to best in class compliance standards in UK insurance. The role will take overall...

Northern Trust Asset Management (NTAM) is a global Investment Manager with $1.1 Trillion Assets Under Management, is a top 20... global asset manager, top 10 largest factor investor globally and the 12th largest Exchange Trading Funds (ETF) provider...

of Compliance. Leading the Compliance function, and reporting to the Director of Customer and Compliance, you will be responsible... for structuring, leading and developing the team to best in class compliance standards in UK insurance. The role will take overall...

of Compliance. Leading the Compliance function, and reporting to the Director of Customer and Compliance, you will be responsible... for structuring, leading and developing the team to best in class compliance standards in UK insurance. The role will take overall...

What the Hiring Manager Says An exciting opportunity has become available to join an established Compliance Team... at Quilter Cheviot, a longstanding investment management firm, reporting to the Compliance Manager responsible for regulatory...

. Compliance Analyst role within an independent Investment Manager |Generalist Compliance Analyst role reporting to Head...Promote a Compliance culture across the wider business and assist the MLRO and Head of Compliance with Compliance...

Job Description: OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational... risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the...