FCA COMPLIANCE MANAGER jobs in EUROPE ENGLAND, United Kingdom #3

Seeking an experienced and detail-oriented Compliance Manager. You will be responsible for the delivery of the... conduct related FCA regulatory frameworks. Responsibility for leading in the design, implementation and embedding of the...

.com For our offices in London we are currently looking for a full-time Compliance Manager. The UK office has seven companies... growth in our UK office we are looking to recruit a Compliance Manager to be based in London, to work with the Compliance...

Compliance Manager, Funds and Distribution 22 Bishopsgate, London – Hybrid Permanent At AXA IM our purpose... Compliance Manager, Funds & Distribution, you will report to our Senior Compliance Manager and you will be part of AXA IM UK...

Compliance Manager, Funds and Distribution 22 Bishopsgate, London – Hybrid Permanent At AXA IM our purpose... Compliance Manager, Funds & Distribution, you will report to our Senior Compliance Manager and you will be part of AXA IM UK...

: Demonstrable track record in an Assurance or Compliance Monitoring (thematic review) role within an FCA regulated business. Proven... Manager to join their team. As a Controls Assurance Manager, you will be responsible for managing a specialist team to deliver...

. Job Description Summary: PayPal is seeking a dynamic, innovative, and driven Credit Compliance Manager to join our high-performing UK Risk... and Compliance organization and the UK business Collaborate with internal teams (such as the General Manager for Consumer Credit...

, including in-depth knowledge of regulatory compliance spanning the UK environment, specifically expectations of the FCA and PSR.... Job Description Summary: PayPal UK Limited (“PPUK”) is seeking an experienced, dynamic, innovative, and execution driven Senior Manager, UK...

and compliance framework. You’ll support the Chief Risk Officer (SMF4), Chief Compliance Officer (SMF 16) and MLRO (SMF 17) in... identifying, measuring, managing and monitoring operational risk, credit risk, conduct risk, regulatory compliance risk...

. Job Description Summary: PayPal’s UK Risk and Compliance team sits within a fast growing and dynamic region encompassing significant business..., customer service and technology operations. You will play a key role in evolving the UK Risk and Compliance agenda and thought...

Career Great opportunity for a forward thinking Compliance professional to make their name in investment management..., providing compliance advice and guidance is crucial. You will be instrumental in overseeing the compliance of various...

services, seeks a generalist compliance professional to join our fast-paced business in a complex operating environment... challenge and pace in helping the business. You will join a dedicated regulatory team in the Compliance department...

enquiries. Provide feedback to the Training Program Manager on areas that require further improvement and development in the... qualified – Diploma in Financial Planning/Regulated Financial Planning Very strong understanding of the FCA's COBS requirements...

FCA interactions, Breaches, Complaints, High Risk Register etc.) Assisting with the maintenance of the Central Compliance... filings under SMCR EXPERIENCE REQUIRED: Experience in a Compliance/Financial Crime function within an FCA regulated...

THE COMPANY: Our client is a leading Asset Manager based in London who currently have c£5bn AUM.... They are looking to hire a Compliance Analyst on a 12 month FTC, the start date is likely to be October/November. THE RESPONSIBILITIES...

Compliance Manager in oversight and monitoring of Compliance policies and procedures within the Lycetts Group. Joining..., Financial Promotions approvals, CII examination entry and membership renewals, and other matters when the Compliance Manager...

who will be reporting into the Senior Compliance Manager, UK Regulatory Engagement About Schroders We’re a global...Location: London Job title: Compliance Specialist Who we’re looking for We are looking for a Compliance Specialist...

Compliance Officer - Southwark, London Position: Compliance Officer Salary: £32,000 Location: Southwark, London... to join their team as a Compliance Officer. This is an excellent opportunity to ensure that our client complies with regulatory and legal...