FCA COMPLIANCE ADVICE MANAGER jobs in EUROPE ENGLAND, United Kingdom #2

& trading areas, offering practical guidance and pro-active advice on Compliance policies and procedures to fund managers... as either Compliance Officer or Compliance Manager. Note We will not accept any CVs via agencies Diversity & Inclusion Pictet...

ride then read on… About the role : As a Compliance Manager, you will be the main point of contact for external... compliance and legal suppliers and be the go-between for the heycar team and the experts, helping to make sure what's delivered...

, you must be able to commute to and work in the City of London as a norm*** Compliance Manager (Financial Promotions) - reporting... and implementing new processes and procedures. Compliance Manager (Financial Promotions) covering the following areas: To be the...

delivery of the compliance plan and manage the compliance relationship with assigned managed client. The Compliance Manager... where necessary. Lead regular compliance meetings with managed clients, providing appropriate advice as necessary. Lead the creation...

to support compliance operations of the firm. Reporting to APUK's Senior Compliance Manager, the Compliance Manager... will be responsible for supporting regulatory compliance of the payments propositions within the UK. The Compliance Manager will be part...

MERJE has partnered with a leading insurance company and we’re looking for a Compliance Manager to join their expanding... team. The Compliance Manager will offer proactive consultancy to ensure business areas understand and meet regulatory...

MERJE has partnered with a leading insurance company and we’re looking for a Compliance Manager to join their expanding... team. The Compliance Manager will offer proactive consultancy to ensure business areas understand and meet regulatory...

Seeking an experienced and detail-oriented Compliance Manager. You will be responsible for the delivery of the... of day-to-day compliance advice to the business including complaints, vulnerable clients, financial promotions, conflicts...

Compliance Manager, Funds and Distribution 22 Bishopsgate, London – Hybrid Permanent At AXA IM our purpose... Compliance Manager, Funds & Distribution, you will report to our Senior Compliance Manager and you will be part of AXA IM UK...

Compliance Manager, Funds and Distribution 22 Bishopsgate, London – Hybrid Permanent At AXA IM our purpose... Compliance Manager, Funds & Distribution, you will report to our Senior Compliance Manager and you will be part of AXA IM UK...

appropriate advice about regulations and compliance related matters across all London Branch business units. Implementing the... and compliance framework. You’ll support the Chief Risk Officer (SMF4), Chief Compliance Officer (SMF 16) and MLRO (SMF 17) in...

's best and brightest business people. \n Responsibilities Provide timely and proportionate advice to stakeholders around the Bank..., ensuring they're digestible and understandable Producing and delivering training, awareness and compliance communications...

, providing compliance advice and guidance is crucial. You will be instrumental in overseeing the compliance of various...Career Great opportunity for a forward thinking Compliance professional to make their name in investment management...

collaborative and successful environment, you will be part of a team that provides regulated financial and investment advice...: Review suitability reports to ensure that any financial and investment advice given to potential and existing clients meet...

Compliance Manager in oversight and monitoring of Compliance policies and procedures within the Lycetts Group. Joining..., Financial Promotions approvals, CII examination entry and membership renewals, and other matters when the Compliance Manager...

Director Take on tasks and projects as requested by the Compliance Supervisors, Manager and Director with a can-do attitude..., and are designed to support advisers at every step of their journey – from starting and running a financial advice business...

on a wide range of compliance matters, including representing Compliance on projects. Support the Compliance Advisory Manager... members we serve. Benenden Health has an exciting opportunity for a Compliance Officer on a fixed term contract for 12...