FCA COMPLIANCE ADVICE MANAGER jobs in EAST ANGLIA SOUTH EAST, United Kingdom

, stepping into the role of Compliance Manager means you'll be a crucial part of our journey. Join us and contribute to the... as a Compliance Manager and be at the forefront of maintaining the highest standards of regulatory compliance within our esteemed...

, an exciting new addition to the Simplyhealth group. The role also supports the Compliance Manager in ensuring Simplyhealth meets... where required. Provide day-to-day support to the compliance manager ensuring that onboarding issues are appropriately addressed and escalated...

Technical Compliance Manager to track, record, and communicate FCA and other bodies' regulatory outputs, as well as assist...'s role reports to the Group Technical Compliance Manager, with responsibility for supporting the regulatory change...

, you'll offer regulatory advice covering FCA compliance, GFSC, and Bailiwick of Guernsey jurisdictions. Playing a key role...: Actively support the Compliance Advisory Manager in the Group's compliance. Support advice, guidance, and challenge across the...

of Compliance Director Take on tasks and projects as requested by the Compliance Supervisors, Manager and Director with a can..., and are designed to support advisers at every step of their journey – from starting and running a financial advice business...

, healthcare and the flexibility of hybrid working An opportunity has arisen for a Risk and Compliance Manager... Protection - ensuring GDPR and FCA compliance Working with colleagues and COPL and MLRO on the ongoing development...

with the Financial Conduct Authority (FCA) rules & guidelines Provide advice and guidance around the sales process to a team...Transaction Manager Job description Transaction Manager - Volkswagen Aylesbury Hours: 45 hours per week, including...

Governance Manager. The Claims Governance Manager will be instrumental in developing, implementing, and overseeing our client... and effectiveness of the claims governance framework, suggesting and implementing improvements as needed. Ensure compliance...

, finance and insurance products to ensure compliance with the Financial Conduct Authority (FCA) rules & guidelines Provide...Transaction Manager- Peugeot Gatwick Job description Transaction Manager - Peugeot Gatwick Hours: 45 hours per week...

do Oversee the sale of vehicles, finance and insurance products to ensure compliance with the Financial Conduct Authority (FCA...Transaction Manager- Volkswagen St Albans Job description Transaction Manager - Volkswagen St Albans Hours: 45...

, finance and insurance products to ensure compliance with the Financial Conduct Authority (FCA) rules & guidelines Provide...Transaction Manager- Nissan Ashford Job description Transaction Manager - Nissan Ashford Hours: 45 hours per week...

, finance and insurance products to ensure compliance with the Financial Conduct Authority (FCA) rules & guidelines Provide...TRANSACTION MANAGER Job description Transaction Manager - Skoda Letchworth Hours: 45 hours per week, including...

to all IT General Controls, FCA/PRA guidelines, Maltese Financial Services Authority (MFSA) guidelines, and the requirement... of defence functions, and other compliance and control functions across the enterprise. Ultimately, this role is focused...

, finance and insurance products to ensure compliance with the Financial Conduct Authority (FCA) rules & guidelines Provide...Transaction Manager Job description Location: SEAT Oxford Hours: 45 hours per week, including alternate weekends...

to other technicians and ensuring compliance with industry standards and regulations. Key Responsibilities: Implementing the operating... Strong understanding of FCA regulations as they pertain to insurance intermediaries Attention to detail with the ability to produce...

Sales Compliance Monitoring Plan and highlight any continuing metrics of concern to Line Manager Review metrics and prepare... to 10% annual bonus Grade 4 – Implementation of project activity or provision of specialist advice within a given policy...

or missing items for pay-out in a timely manner to the relevant party. Undertake FCA and DPA checks to ensure compliance... new business introduced from the fast-paced sales avenues of the company. Reporting to the Operations Manager, the role...