EQUITIES COMPLIANCE AND OPERATIONAL jobs in CITY OF YORK, United Kingdom #2

and prepare materials to assist and lead account planning efforts Front Office: Proactively identify operational risks... operational risk loss events, control deficiencies and risks that you identify to your line manager and the relevant risk...

Royal Bank of Canada

US Equity Derivatives Sales team May include supporting Global Equities team in multiple verticals including Notes, listed... etc). Proactively identify operational risks/ control deficiencies in the business Review and comply with Firm Policies applicable...

Royal Bank of Canada

with a proactive, hands-on management approach and strong operational skills and you can use your ability to achieve economies of scale... (Operations, Business Management, Front and Middle Office, Sales, Client Services, Compliance, Legal, Technology...

JPMorgan Chase