and help transform the lives of others. As an AML Compliance Intermediate Analyst, you will be responsible for conducting in... to surveillance issues that may arise Ensure timely completion of all mandatory training requirements Assist manager with ad-hoc...
Brown Brothers Harriman) is seeking a Surveillance Analyst to join the Surveillance and Investigations team within NYSE Regulation. The primary... and investigating potential violations of those exchanges' rules and the federal securities laws. The Surveillance Analyst will have the...
Black Knight. About the Opportunity: The successful candidate will have prior Employee Surveillance monitoring experience in the financial... services industry. You'll work closely with other compliance team members to enhance and develop an Employee Surveillance...
OKXsurveillance systems to review communications for content, appropriateness, regulatory compliance and misuse of confidential... with email surveillance - Prior paralegal or document review experience - Graduate degree (e.g. JD) a plus...
BizTek People, and retail banking. Introduction: Robertson is seeking a skilled Compliance Analyst to join our client. Contract Dates: 6... with Smarts [surveillance software] Knowledge of U.S. securities rules and regulations; particularly SEC and FINRA.SIE EXAM...
Robertson & CompanyJob Description: Position Title: Compliance Analyst Line of Business: Capital Markets - Equities Est. Start... and surveillance activities to ensure that the Compliance Program remains current and aligned with the Firm's Enterprise-wide...
Artech Information SystemsCompliance Analyst Job Summary: Talent Software Services is in search of a Compliance Analyst for a contract position... risk assessments, and conducts monitoring and surveillance activities to ensure that the Compliance Program remains current...
Talent Staffing ServicesJob Description: Overview POSITION SUMMARY: The Analyst, Securities will be responsible for conducting in-depth... surveillance of assets in the portfolio and assess portfolio performance relative to expectations. Generate and manage reporting...
Bayview Asset ManagementJob Description: About Us: About the program Our New Analyst Program is a full-time program for final year... undergraduate and graduate students. As a new analyst, you will learn about our businesses, develop important relationships...
Goldman Sachsthey are and what they contribute. To learn more about CIBC, please visit What You’ll Be Doing As a Senior Systems Analyst on the US Risk... capabilities and enable our bank’s continued growth. The Senior Systems Analyst will be responsible for helping to design...
CIBC: As a PricingDirect Securities Valuation Analyst on the Municipal Bond team, you will gain access to trading, research, analytics... with your technology skills in managing large volumes of data to develop accurate pricing models and processes. As an Analyst...
JPMorgan ChaseJob Title: Analyst Location: New York, NY 10009 Schedule: Hybrid - 3 days in office 2 days remote. Pay Rate: $33/hr... Job Description: Leak backlog Compare manual list to the GC list; report findings to the Work Organizer Level 4 daily surveillance Keep...
JobsRUsPosition Title: Analyst - ABS Consumer Entity: KBRA, LLC Employment Type: Full-time Location: New York, New York..., United States Summary/Overview: KBRA (Kroll Bond Rating Agency, Inc. LLC) is seeking a Credit Analyst for our ABS...
Kroll Bond Rating AgencyManagement group, which is part of the Global Banking & Markets division. The analyst who fills this position will split... and surveillance of company performance to internal and external stakeholders Host lender calls and bank meetings Execute amendments...
Goldman Sachs/Responsibilities : The Commercial Mortgage Backed Securities (CMBS) ratings team is seeking a surveillance analyst in New York City... and substantiation of credit opinions. The successful candidate will be expected to serve as the lead rating analyst for transactions...
Moody'sproducts, mortgages and tax-aware strategies. As a Municipal Research analyst in the Municipal Fixed Income Research team... travel required). Actively monitor market themes and sector trends. Undertake ongoing surveillance of and recommendations...
JPMorgan ChasePosition Summary The Aircraft Engineering Analyst will work alongside Engineers and assist the Engineering Department... to ensure the technical accuracy and reliability of aircraft mechanical systems and components. The Aircraft Engineering Analyst...
JetBlue Airways