ELECTRONIC TRADING REGULATORY RISK jobs in NEW YORK CITY NY, United Kingdom

and other Control Functions to enhance risk management across electronic trading perform post trade monitoring of supervisory controls... processes assist in the investigation and response to electronic trading issues, internal reviews and regulatory inquiries...

: Coordinated risk oversight of electronic trading for FICC, Equities and/or Futures and Options flows focused primarily on AMRS..., and associated metrics for risk appetite and limits, reporting violations of compliance or regulatory activities Assists in the...

of electronic fixed income trading solutions and a registered Alternative Trading System (ATS). ICE Bonds provides advanced trading..., and impacts that business has to trading limits and risk tolerance. Knowledge and Experience Bachelor’s degree...

settlement to reduce risk of interest claims. Confirm and clear eligible IRS, CDS and NDF positions. Assist the trading desk in...Hedge Fund/Family Office Consultant - Trading Assistant Join our experienced roster of consultants that support Hedge...

to mitigate reputational and regulatory risk to the firm. The review process will mainly focus on possible breaches of the law...About The Role This individual will be responsible for reviewing the electronic communications of Mizuho employees...

with electronic trading, algorithmic trading, and/or direct market access at a regulator/self-regulatory organization and/or broker... Electronic Trading businesses, across two U.S. broker-dealers. The role will include accountability for compliance advisory...

Markets Risk Register and Control Inventory; Utilizing subject matter expertise in market structure and electronic trading... must include: Analyzing and monitoring risk for global securities sales and trading business including listed derivatives (Futures...

equities (high touch and low touch electronic trading), derivatives, prime brokerage, stock loan and other structured equity..., knowledge of trading and hedging strategies, supervisory procedures, P&L attribution, risk management, operational processes...

focus on legal issues associated with electronic platforms used for trading, settling, clearing, confirming... and new FX Platforms; Working in close partnership with the business product team on legal and regulatory risk assessment...

exchange and commodity asset classes since 1979. Today, the business clears at over 70 exchanges with electronic trading access... Counter Clearing (OTC Clearing), FX PB and Treasury Liquidity Management. It is at the forefront of significant regulatory...

Equities, Futures and Options, and Research. Products include cash equities (high touch and low touch electronic trading... Specifically, knowledge of trading and hedging strategies, supervisory procedures, P&L attribution, risk management, operational...

lifecycle workflows, financing and risk operations, collateral management, liquidity management, and regulatory reporting... understanding of crypto market structure Experience in building, managing and/or using electronic trading and/or market making...

' businesses include Debt Capital Markets, Bond Syndicate, Private Placements and Credit Sales & Trading. LSI is part of Lloyds... Banking Group, which offers commercial banking and risk management services to large domestic and multinational businesses...

successful candidate will have a key role in shaping the Compliance program and keeping Risk & Compliance management informed of matters.... Identifies regulatory requirements and attendant risks for your area of coverage; Assesses and measures the magnitude...

business outcomes and communicate these across the organization. Coordinate with regulatory, compliance, and risk to ensure... the value stream is contributing to meeting these commitments. Embed risk management into value stream prioritization...

. Oversee all of the company's trading positions, risk management, and the profitable operation of the company's trading... activities by working closely with Portfolio and Risk Managers. Design trade architecture, trading policies and procedures...

to remediate compliance findings identified in internal and external examinations and audits. Facilitate annual regulatory risk... of consulting results (challenges, breakthroughs, etc.). Who You Are Independent risk management routines to assure proper...