ELECTRONIC TRADING REGULATORY RISK jobs in CITY OF YORK, United Kingdom

and other Control Functions to enhance risk management across electronic trading perform post trade monitoring of supervisory controls... processes assist in the investigation and response to electronic trading issues, internal reviews and regulatory inquiries...

: Coordinated risk oversight of electronic trading for FICC, Equities and/or Futures and Options flows focused primarily on AMRS..., and associated metrics for risk appetite and limits, reporting violations of compliance or regulatory activities Assists in the...

Serves as an Electronic Trading (ET) product compliance risk officer for Independent Compliance Risk Management (ICRM... related guidance across Electronic Trading (ET) businesses and the associated regulatory rules/laws and interpretation...

of electronic fixed income trading solutions and a registered Alternative Trading System (ATS). ICE Bonds provides advanced trading..., and impacts that business has to trading limits and risk tolerance. Knowledge and Experience Bachelor’s degree...

settlement to reduce risk of interest claims. Confirm and clear eligible IRS, CDS and NDF positions. Assist the trading desk in...Hedge Fund/Family Office Consultant - Trading Assistant Join our experienced roster of consultants that support Hedge...

for all automated trading capabilities in Cash Equities Job Summary As a Execution Consulting/Project Manager within the Electronic.... Maintain a working knowledge of equities trading, market structure, and the equities market regulatory landscape. Ensure...

to mitigate reputational and regulatory risk to the firm. The review process will mainly focus on possible breaches of the law...About The Role This individual will be responsible for reviewing the electronic communications of Mizuho employees...

Trading and lead the evolution of the Electronic Trading Risk Management Framework including the review and approval of new... covers areas such as evaluating country-specific risk, understanding regulatory changes and determining credit worthiness...

evolution of the Electronic Trading Risk Management Framework including the review and approval of new or materially changed... and assessing Key and Emerging Risks for Global Equities and Digital Markets businesses. Focus on Electronic Trading and drive the...

management, inventory and portfolio optimization, electronic trading and market making, and appropriate financial risk controls... analytics, statistical modelling and portfolio management. As a global team, QR partners with traders, marketers and risk...

to the equities trading business. Monitor controls that cover trade reporting, execution, and electronic communication... mitigation and compliance with applicable regulatory requirements. Elevate high profile or high-risk cases to the Compliance...

equities trading business Monitor controls that cover trade reporting, execution, and electronic communication Assist in... and compliance with applicable regulatory requirements. Elevate high profile or high risk cases to the Compliance and LOB management...

will be a member of the Risk & Compliance Department, a control function for S&P Global Ratings. The team supports risk mitigation... and compliance with global regulations, as the organization expands its use of Generative AI tools. The Impact: The Global Risk...

factors which may affect risk mitigation and compliance with applicable regulatory requirements. Elevate high profile or high... risk assessments, and conducts monitoring and surveillance activities to ensure that the Compliance Program remains current...

with electronic trading, algorithmic trading, and/or direct market access at a regulator/self-regulatory organization and/or broker... Electronic Trading businesses, across two U.S. broker-dealers. The role will include accountability for compliance advisory...

Markets Risk Register and Control Inventory; Utilizing subject matter expertise in market structure and electronic trading... must include: Analyzing and monitoring risk for global securities sales and trading business including listed derivatives (Futures...

equities (high touch and low touch electronic trading), derivatives, prime brokerage, stock loan and other structured equity..., knowledge of trading and hedging strategies, supervisory procedures, P&L attribution, risk management, operational processes...