CORPORATE FUNCTIONS COMPLIANCE REGULATIONS jobs in LONDON, United Kingdom

our clients to foresee, understand, comply and manage their risks of compliance with these new regulations... is relevant. 1. Governance, risk and compliance experience (including working with risk and compliance functions, internal audit...

and assessment, monitoring for compliance with laws, rules, regulations and policies, including the identification and investigation... with the coverage of Corporate Treasury and Executive Office. The role of this Compliance Officer is to articulate and maintain...

range of expertise, that covers audit, risk advisory, and consulting services across tax, legal, business, technology and corporate... effective compliance with contractual obligations Identify appropriate insights, through leadership, assets and programmes...

; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures... or reputational risks. Federation Compliance provides compliance coverage to the Operations, Engineering, Controllers, Corporate...

, regulations and functions to provide expertise on regulatory compliance matters, assess and measure compliance and related risks... Team: Our professionals in our Corporate Functions cover a diverse range of areas from finance and risk to human resources...

Job Description: Job Title Fixed Income Markets Compliance Officer Location London Corporate Title AVP... You will be a member of the Business Line Compliance (BLC) team providing support to the Fixed Income Business Division. The Compliance...

Job Description: Job Title: Compliance and Operational Risk Manager (Equities) Location: London Corporate Title... and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory & trading venue...

- Vice President within Compliance Advisory Team, you will act as subject matter expert for regulations that apply to the... about requesting an accommodation. About the Team: Our professionals in our Corporate Functions cover a diverse range of areas...

Compliance Specialist will support the Senior Export Control Manager, Corporate Compliance and work with a wide range of internal... to the Senior Manager, Corporate Compliance on the administration associated with such compliance for other Group policies...

Job Description: Corporate Treasury We're a team of specialists charged with managing the firm's funding, liquidity..., capital and relationships with creditors and regulators. Corporate Treasury manages the firm's financial resources...

by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising... functions such as Operations, Technology, Product Control and Divisional Compliance. Investment Banking - covers the firm...

understanding of corporate governance and compliance, as well as the ability to manage complex legal and financial frameworks... and procedures to enhance the efficiency of corporate secretarial functions. Working with other members of the team, facilitating...

Track corporate, environmental and sustainability legislative compliance across offices Provide procedures/implement... Janus Henderson's end-to-end corporate carbon emissions collection and reporting process, including: Tracking Scope 1, 2...

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...

, compliance, corporate communications and other functions across a number of branches/entities to attain the product management... product risks and ensure compliance to any relevant regulations Conduct and update regular product reviews and risk...

to the lines of businesses, corporate functions and the Board of Directors. As a Leveraged Finance Lending Lawyer - Vice... our for more information about requesting an accommodation. About the Team: Our professionals in our Corporate Functions cover a diverse...

corporate standards and educational material to support procurement functions and policies, will also be assessed during the...’s most vibrant and diverse boroughs. With community and children’s social care at the heart of their corporate values, Haringey...