CONSUMER DUTY OVERSIGHT MANAGER jobs in LONDON, United Kingdom

for all our customers. Job Description We're recruiting for a Consumer Duty Oversight Manager to join us. You will take the lead... on Consumer Duty oversight across Product and Member Communications teams, managing and developing effective processes, controls...

Legal & General

for all our customers. Job Description We’re recruiting for a Consumer Duty Oversight Manager to join us. You will take the lead... on Consumer Duty oversight across Product and Member Communications teams, managing and developing effective processes, controls...

Legal & General

customer outcomes in line with Consumer Duty expectations. Supporting the technical oversight of the Workplace Savings fund... on governance & oversight of funds available through our suite of Workplace DC products. This role does not involve Asset Management...

Legal & General

customer outcomes in line with Consumer Duty expectations. Supporting the technical oversight of the Workplace Savings fund... on governance & oversight of funds available through our suite of Workplace DC products. This role does not involve Asset Management...

Legal & General

Compliance Manager and key stakeholders to continue embedding Consumer Duty across the business Review and interpret regulation... maintenance of the Senior Manager and Certification Regime (SMCR) across all levels of the business. Provide oversight of the...

AJ Bell

Promotions, Consumer Duty and Sustainability regulations. Key Responsibilities Monitor and interpret regulations Stay..., emphasising wellbeing. Job Description As Senior Manager, you will ensure Evelyn Partners adheres to all relevant industry...

Evelyn Partners

that all professional contact is conducted in accordance with The Consumer Duty Ensure that all advisers are trained and qualified...What the Hiring Manager Says At Quilter Cheviot Financial Planning, we are continuing to grow and develop...

Quilter

of building customer centric products and services Experience in implementing the FCA Consumer Duty Rules and wider regulatory...We are looking for a FCA Compliance Manager who can help us deliver our mission to make it seamless for individuals...

Octopus Energy

Consumer Duty - Assist the Senior Compliance Managers in drafting and delivering key compliance training - Support in the... to support the compliance operations of the firm. Reporting to AEU UK's Senior Compliance Manager, the Compliance Manager...

Amazon

and development of Product Management Information (MI) dashboard. Skills and experience: FCA / Conduct / Consumer Duty knowledge...The Role Reporting into our Head of Underwriting Governance and Conduct, our Conduct Manager leads the first line...

Canopius

complaint handling, safeguarding, operational resilience and consumer duty. - • Excellent team player with the ability to work... to support compliance operations of the firm. Reporting to APUK's Senior Compliance Manager, the Compliance Manager...

Amazon

and Compliance organization and the UK business Collaborate with internal teams (such as the General Manager for Consumer Credit... of regulatory credit compliance. Provide inputs to first line on consumer protection related regulations including – consumer duty...

PayPal

. Be a champion for positive customer outcomes and provide a demonstrable understanding of the FCA Consumer Duty assessment... and measurement. Provide innovative approaches to ensure PPUK’s cultural alignment to Consumer Duty outcomes. Be comfortable taking...

PayPal

governance and oversight. Execute and mature the IT Governance program in line with heightened standards and mandates. Maintain... guidance and lead the IT organisation in adoption. Work collaboratively with other corporate oversight functions to identify...

Cynergy Bank

of Vulnerable Client and Consumer Duty considerations. What will you do? Work closely with the broader Credit team, Compliance... design, implementation, management, and ongoing governance of the UK Consumer Credit Act (CCA) regulated lending proposition...

Royal Bank of Canada

, Financial Promotions, Consumer Duty and other conduct related matters under MiFID II/FCA Handbook; Liaise with control owners... applicable regulatory framework, including Conduct Risk, Consumer Duty, COBS, PERG, SYSC, PROD and other relevant FCA sourcebooks...

Interactive Brokers

. Closely monitor adherence to Consumer Duty requirements Work with the Outsourced Administration Manager to ensure... and responsibilities Ensure our outsourced administration partners are understanding and working within PIC guidelines for Consumer Duty...

PIC