CONSUMER DUTY MANAGER INVESTMENTS jobs in EUROPE ENGLAND, United Kingdom

responsibilities Detailed understanding of FCA New Consumer Duty Regulation Oversee fair value assessments in investments products...Job Description: Digital Conduct Manager (Investments) We know that people want great value combined...

for all our customers. Job Description We're recruiting for a Consumer Duty Oversight Manager to join us. You will take the lead... on Consumer Duty oversight across Product and Member Communications teams, managing and developing effective processes, controls...

for all our customers. Job Description We’re recruiting for a Consumer Duty Oversight Manager to join us. You will take the lead... on Consumer Duty oversight across Product and Member Communications teams, managing and developing effective processes, controls...

principles, focusing on applying Consumer Duty to investment products and services. Excellent knowledge of UK regulatory.... You understand investments and portfolio management, and want to be in a growing firm that will give you the tools to make...

a timely manner and feel confident liaising with middle and back office departments. Consumer Duty To understand and fulfil... the requirements of Consumer Duty and act to deliver good client outcomes, as appropriate within my roles...

that all professional contact is conducted in accordance with The Consumer Duty Ensure that all advisers are trained and qualified...What the Hiring Manager Says At Quilter Cheviot Financial Planning, we are continuing to grow and develop...

. Job Description JOB TITLE: Senior Product Manager - PEC Platform LOCATION(S): London / Bristol SALARY: £85,000 - £102,000 HOURS: Full-Time... office. About this opportunity An exciting opportunity has arisen to join the team as a senior Product Manager right...

of building customer centric products and services Experience in implementing the FCA Consumer Duty Rules and wider regulatory...We are looking for a FCA Compliance Manager who can help us deliver our mission to make it seamless for individuals...

of the role are as follows: Work with the Senior Compliance Manager and key stakeholders to continue embedding Consumer Duty... qualifications Good knowledge and understanding of the FCA Handbook, in particular in relation to the Consumer Duty and COBS rules...

will be introducing new Consumer Duty to drive a fundamental shift in the industry for all banks. The Consumer Duty require firms.... This is an exciting opportunity to continue the work on compliance with Consumer Duty regulations that fundamentally shift the mind set...

, Financial Promotions, Consumer Duty and other conduct related matters under MiFID II/FCA Handbook; Liaise with control owners... applicable regulatory framework, including Conduct Risk, Consumer Duty, COBS, PERG, SYSC, PROD and other relevant FCA sourcebooks...

with all Consumer Duty accountability, including the responsibility to produce and maintain clear, fair, and non-misleading marketing... understanding of investments in general and private markets in particular Experience at an asset manager preferable...

with all Consumer Duty accountability, including the responsibility to produce and maintain clear, fair, and non-misleading marketing... understanding of investments in general and private markets in particular Experience at an asset manager preferable...

alignment with areas included but not limited to, Consumer Duty, ICARA and Digital. What you’ll be doing Supporting the... Senior Manager with the oversight of, a high quality, challenging Scenario Library which includes all types of testing...

for ongoing email, website and social media activity, within Fin Prom and Consumer Duty requirements Develop, implement... relationship manager to assist with implementation when appropriate Become a marketing subject matter expert for savings, property...