CONDUCT REGULATORY BUSINESS RISK jobs in ENGLAND ENGLAND, United Kingdom #4

, and implementing remediation efforts as needed Conduct risk assessments related to regulatory compliance and develop strategies... of the location or currency. We currently support: -Regulatory Licenses and Authorizations in 40+ Countries, enabling...

they will lead compliance with our conduct regulatory requirements for both our investments and payment businesses in the UK... and investment regulatory advisory and policy for our UK investments business. Including IFPR, MIFIDPRU, SYSC 19G and CASS. Handle...

opportunities for others. Following the set policies and procedures around managing conduct risk, financial promotions and product... regulatory standards and turn them into policies, processes or procedures that can be implemented in the business. Detailed...

and investments business with roots stretching back more than 170 years, we offer a range of financial products and services through... delivery of medium to highly complex projects. You will be responsible for driving the definition of the business case, project...

and understand our unique business. \n As one of our Risk Pricing Managers, you'll: formulate, implement and monitor pricing... decisions conduct risk assessments and develop risk mitigation strategies develop and maintain pricing models ensure pricing...

your skills in Controls and Financial Crimes to Citi’s Business Risk & Control team. By Joining Citi, you will become part... first line Controls & Regulatory Management and Financial Crimes Risk strategic priorities globally. Lead on significant...

Serves as a senior function/business/product compliance risk manager for Independent Compliance Risk Management (ICRM..., Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the assigned business...

regulatory driven stress testing, internal stress testing, and the risk pool contribution to enterprise level stress testing... of analytic engines for business product lines. Communicate results to a variety of audiences. Conduct analysis and package it...

and compliance issues for the firm and acts as an in-house legal department assisting with regulatory and professional conduct...Kennedys is looking for a legal file auditor to join our Risk & Compliance department who provide expert information...

and or risk and control role. Background knowledge regarding the business or having worked within a business unit. The...Job Description: Job Title Divisional Risk and Control Specialist Location London Corporate Title Assistant Vice...

Business Units, and Governance Committees. Manage the Conduct Risk and Complaints databases, and assist with developing... for supporting the team and the wider business with matters relating to Compliance, Risk, and the Governance Framework...

its financial health, regulatory compliance, and market reputation. As a graduate you will rotate through all the main risk... exposures and conduct stress testing and scenario analysis. Assist in the development and enhancement of market risk models...

with lines of business, risk colleagues and other partners to assess and manage environmental and social risk Coordinator... understand the expected standards of conduct and how we manage conduct risk. Individual accountability and an ownership mind-set...

Officer (MLRO). It has delegated authority from the MLRO to mitigate regulatory and legal risk and to provide Financial Crime...DESCRIPTION This position will be responsible for coverage of payments and business lending second line of defence...

prepared for the firm’s management team, Conduct and Risk Committee and Board; and facilitating the execution of risk... assessments for new change projects, or into specialist areas of the business. Undertake horizon scanning for emerging risk...

and guidance on internal regulatory queries and supporting the Risk & Best Practice team with onboarding queries. Being a primary... reference point on compliance and related risk queries including on the Codes of Conduct (including client care, conflicts...

standards and achieving commercial business requirements Ensure the risk management framework and risk policies are being...Quant Market Risk Manager Hybrid 4 days per week £130,000 plus 30% Quant Capital is urgently looking for a Quant...