COMPLIANCE TESTING AND MONITORING jobs in GREATER LONDON, United Kingdom

THE COMPANY: Our client is a leading securities business. They are looking for a Compliance Monitoring... Monitoring Plan / Surveillance programme, assisting the wider compliance team Undertake monitoring reviews in line with the...

such as the Compliance testing team, Internal Audit and Risk Management. Innovation: Lead the transformation of our monitoring... awareness throughout the organization, driving excellence through proactive monitoring and innovative practices. Our Compliance...

. Compliance Monitoring manager London - 4 days in the office The Compliance Monitoring manager reports to the Group Head... of Compliance Operations. Ebury's Compliance Monitoring Programme (CMP) is part of Ebury's internal control framework...

Compliance Monitoring Officer FinTech - London Imagine joining a dynamic and innovative fintech offering cutting... Monitoring Officer you will: - Conduct regular compliance monitoring as outlined in CMP - Drive continuous improvements in the...

, sustainability, volunteering - you'll find like-minded people driving change at Howden. The Role The Senior Compliance Monitoring.... Prioritize and manage work activities to achieve the Compliance Monitoring Plan and Annual Compliance Plan objectives. Deliver...

on the compliance testing and monitoring plan and the business; Support others in the General Compliance team... and maintain testing and monitoring programmes for each relevant regulatory area (financial promotions, product governance...

's counterparties, monitoring market risks associated with trading activities, or offering analytical and regulatory compliance support... and attention to detail. EMEA ICAAP and Regulatory Stress Testing Team The EMEA ICAAP and Regulatory Stress Testing team sits...

and in relation to testing/monitoring across multiple businesses. Additionally, the role will be responsible for regulatory...The Group Compliance Function’s aim is to proactively support WTW to generate sustainable value, helping the company...

risks we face. These activities include regulatory reporting- both routine and ad hoc- as well as compliance monitoring... and testing. Your mission: You will join the Compliance and Internal Audit Analytics team to help the organisation...

compliance and ongoing preparation, testing, and monitoring of conformance to the requirements of legislation, regulations...Build the future of data. Join the Snowflake team. The Snowflake Global HR Compliance Team is expanding, and we're...

on the Compliance testing and monitoring plan and the business. Support others in the General Compliance team... conduct and consumer protection space. You will deliver periodic independent testing and monitoring of operations...

, continuously monitoring compliance systems for efficiency and effectiveness, and ensuring that system settings align...Here's what you'll be doing: Lead the team responsible for managing relationships with compliance-system vendors...

responsibilities including contribution into Compliance risk assessment, testing and monitoring program, and lead and support... establishing policy, monitoring profiles, and identifying and managing forward-looking risk and compliance. We focus on creating...

and document SOX testing in collaboration with wider team. Monitoring, brand investigating and carrying out corrective audits...Job Purpose and Summary Canon are looking for a Sales Operations, Compliance & Controls Senior Specialist to join the...

looking for an ambitious Scheme Compliance Analyst, who will assist in monitoring the risk assessment of our global e-commerce merchant... testing of compliance controls to identify vulnerabilities and areas for improvement. Communicate effectively with internal...

Compliance Monitoring Programme Providing day-to-day support to the business on compliance and regulatory issues or queries... with AML, Marketing Compliance, Data Protection, and Social Responsibility teams Assisting in monitoring and maintaining...

responsible for compliance monitoring tasks within this area. The role reports directly to the Co-Head of Trading and Investment... best execution, market abuse, fair & timely trade allocation, and cross trades. Perform the Compliance Monitoring Plan (CMP) control...