COMPLIANCE SURVEILLANCE DATA AND jobs in NEW YORK CITY NY, United Kingdom

Compliance officer to join their team in New York. The role will primarily focus on Surveillance (Trade Activity... improvement of the Surveillance function Testing of trade data and OMS/EMS systems to ensure the quality and completeness...

Compliance officer to join their team in New York. The role will primarily focus on Surveillance (Trade Activity... improvement of the Surveillance function Testing of trade data and OMS/EMS systems to ensure the quality and completeness...

compliance with all governance requirements. Interaction with all First, Second and Third Lines of Defense with a focus on data... of lending data. Ensure compliance with regulations, FHFA guidelines, and other federal requirements. Establish data governance...

around Compliance (e.g., AML, KYC, Sanctions), Data Privacy (e.g., GDPR, CCPA, LGPD), Legal Operations and Process and high-stakes... Operational Risk, Operational Resilience, Regulatory Compliance, Surveillance, Conduct Risk, Third Party Risk Assessments...

Job description Business type Types of Jobs - Compliance / Financial Security Job title Investment Banking and Regulatory Compliance... Regulatory Compliance (“ICBRC”) group for CACIB worldwide. The candidate should have a clear understanding of the various...

CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide. The... Compliance and business controls, and the execution of Compliance controls. Primary Responsibilities Maintain the information...

Job description Business type Types of Jobs - Compliance / Financial Security Job title Investment Banking and Regulatory Compliance... Regulatory Compliance (“ICBRC”) group for CACIB worldwide. The candidate should have a clear understanding of the various...

Monitoring, Surveillance, and Testing Regulatory Compliance Reporting Risk Management Critical Thinking Influence... for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third...

(LOB), including completing documentation of compliance monitoring and surveillance related to electronic trading..., testing and surveillance activities to ensure program remains current and aligned with BMO Compliance Program. Works...

compliance within brokerage, banking and asset management; asset management compliance, surveillance and forensics; fraud.... This allows us to provide a broad range of advisory services in areas such as financial crimes, consumer compliance, regulatory...

compliance, surveillance and forensics; fraud - employee, card, deposit, payment, mobile, fraud incident investigations.... This allows us to provide a broad range of advisory services in areas such as financial crimes, consumer compliance, regulatory...

and implementing compliance controls and programs such as: Compliance testing, surveillance and monitoring Drafting... Regulatory Change, Compliance Risk Assessment, Compliance Testing, and Issues Management Support ad-hoc data analysis for the...

Job Description: Global Compliance Our division prevents, detects and mitigates compliance, regulatory... and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through...

of Compliance Surveillance to identify areas of focus and identify metrics for evaluating performance of relevant controls Serve... of benefits to its employees. Role Description This senior role within the Compliance Department manages the control areas...

are to: Evaluate and promote the overall safety and soundness of supervised institutions; Ensure supervised institutions’ compliance... and Controls Program, the Compliance Risk horizontal team supervises the legal and compliance infrastructures of the largest...

prototypes using CAT data. Refine surveillance prototypes to address changing market conditions. Monitor developments...) is seeking a Data Scientist to join NYSE Regulation. NYSE Regulation is responsible for monitoring activities on the NYSE...

Monitoring, Surveillance, and Testing Product Marketing and Branding Business Analytics Data Visualization Networking... market of market-linked structures Liaise with key partners including members of legal, compliance, trading and research...