COMPLIANCE RISK MANAGEMENT MONITORING jobs in NEW YORK CITY NY, United Kingdom #8

trading desk and other risk and support groups (i.e., Compliance, Finance, Operations, etc.). This position is in the Market... Risk Management team covering Global Mortgages and Securitized Products trading desks. In addition to providing independent...

will perform ongoing counterparty surveillance, risk exposure monitoring, ad-hoc analysis on various risk analytics project..., and work closely with front office on estimating exposures The risk management department is responsible for market, model...

. Help develop ESG metrics monitoring. Ensure compliance with risk oversight processes, policies, and procedures..., maintaining and overseeing the risk management efforts specifically focused on the investment and portfolio management activity...

of benefits to its employees. Role Description CM is seeking a Vice President within its Risk Management Department. The role..., and securities products. Role Objectives: Delivery Assist Team Lead to implement risk management framework and environment...

Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs... executives and regulators. Provides sophisticated compliance and risk management advice, subject matter expertise and participate...

Compliance Risk Management (ICRM) program for a function/business/product in line with and supporting the business strategy... management, Business, Compliance, and Function executives and regulators. Provides sophisticated compliance and risk management...

Serves as an Electronic Trading (ET) product compliance risk officer for Independent Compliance Risk Management (ICRM... program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance...

successful candidate will be responsible for supporting the implementation and monitoring of the Compliance Program for S&P Global Market... & training, (iii) reporting to compliance management on compliance developments, and (iv) participating in reviews...

The Team You Will Join Compliance Risk Management (CRM) delivers a compliance risk framework that enables the businesses... strong processes and effective controls, as well as to foster and embed a culture of compliance. CRM is part of Global Risk Management...

requirements, and risk assessment and management. This person will also be a collaborator with the Commercial team and will work... of pharmaceutical products Advise on risk management with respect to commercialization of pharmaceutical products, including...

implementation, maintenance and administration of a specific compliance program. Coordinates and performs risk assessment, monitoring...Application Deadline: 07/15/2024 Address: 151 W 42nd Street Job Family Group: Audit, Risk & Compliance The...

Senior Management stakeholders and implement strategies to enhance compliance and privacy performance through risk assessment..., NYP/Morgan Stanley Children's Hospital, NYP/Allen Hospital. Your responsibilities will include monitoring compliance...

Manager (Corporate Compliance) will oversee and direct project/program selection, demand management, portfolio planning... and business priorities Coordinating with essential delivery partners, incl. Risk Management, Regulatory Change, Information...

of creating or constituting such a risk to the Head of Sanctions Compliance Pay Rate: 46.00$/Hour Qualifications: BA/BS...Sanctions/Compliance Analyst Job Number: 24-01844 Help drive change! Eclaro is looking for a Sanctions/Compliance...

, policies, and procedures. Collaborates with Compliance colleagues and business line management to conduct risk assessments in... or equivalent Minimum of 7 years’ experience in a Compliance or Risk role required. Minimum of 10 years’ experience...

compliance frameworks, risk management, and audit processes to mitigate risks and maintain a secure IT environment. The ideal... to implement and maintain compliance programs effectively. Roles and Responsibilities: Compliance Management: Develop...

businesses, and produce reports to Manager and Chief Compliance Officer (CCO). Conduct ongoing monitoring of Firmwide vendors... of and familiarity with the broker dealer industry Has the ability to analyze situations for compliance and business risk, and propose...