COMPLIANCE RISK MANAGEMENT MONITORING jobs in NEW YORK CITY NY, United Kingdom #4

for business line risk management, compliance activities, legal engagement, and internal or external audits. Build and sustain..., and risk management requirements. Analyze, evaluate, and periodically review current risk management practices across the...

Summary The Liquidity Risk Management function of Mizuho Americas provides oversight over liquidity and funding risks... to the head of Mizuho Americas Market and Liquidity Risk Management, a 2nd Line of Defense (2LOD) function reporting to the...

to commercialization. The ideal candidate will have previously served in a senior risk management and/or compliance capacity in the..., equivalent work experience, and/or military experience 15+ years of Financial Services Risk Management and/or Compliance...

of investments on the organization; ensures credit transactions are in compliance with credit risk management policies and procedures...Job Summary Provide effective risk assessment, credit analysis, adjudication and monitoring of an Asset Backed...

together. This role sits within the US Consumer team leading Operational Risk management activities in the First Line..., and management of Operational Risks related to the business products and processes. Operational risk is the risk to the current...

compliance with all risk-related regulatory requirements. In addition, the team oversees the key risk management methodologies...The Finance Chief Risk Office (FINCRO) provides risk management oversight of the Finance function, including effective...

experience in Operational Risk Management, Audit, Compliance or other control function Familiarity with 3rd party risk models... Management aware of the risk and control environment of the Business through continuous and open communication, buy preparing...

will provide more details. Position Summary: The Risk and Controls Vice President supports the Business Unit Risk Management...’s operational risk management framework within the North American Markets and Treasury business units. Primary focus...

that conform to enterprise requirements and support sound operational and compliance risk management. Apply knowledge of the... Risk Control Policy, Control Standard, Issue Management Policy, Lesson Learned Policy and Control Inventory. Ensure the...

professionals execute critical day-to-day risk management activities, lead projects and contribute to the ongoing advancement... of a robust risk management program. Effective coordination with executive management, business units, control departments...

requests and member billing. Administers the Credit Risk Management Department compliance with the Bank's records retention... + 7% Bonus + 2% Pension The Credit Risk Management team is responsible for recommending and implementing strategies...

and other Control Functions to enhance risk management across electronic trading perform post trade monitoring of supervisory controls...? Your team You'll be a member of the Regulatory Risk Management team in COO and will interface with various stakeholders...

will be responsible for counterparty credit risk management and reporting, including stress testing development and review... counterparty credit risk and collateral management policies, methods, standards, processes, and training are developed, applied...

’s liquidity risk management program and validate remediation efforts of identified issues. Lead or participate in examinations... as Liquidity and Market Risk Specialist. This support can include exam management, meetings with the firm, and interpretation...

Active Listening Issue Management Monitoring, Surveillance, and Testing Regulatory Compliance Technical Documentation... with the trading desk and other risk and support groups (i.e., Compliance, Finance, Operations...

product area. Key responsibilities include monitoring and adhering to market risk management policies, procedures... local and/or global management and direction of applicable market related risk management functions within a specific...

's counterparties, monitoring market risks associated with trading activities, or offering analytical and regulatory compliance support... management function responsible for identifying, quantifying, and managing the liquidity risk, capital risk and interest rates...