COMPLIANCE RISK MANAGEMENT MONITORING jobs in NEW YORK CITY NY, United Kingdom #2

Risk Consulting, Sector Compliance - Senior Manager - Open Location: This position could be located in NY (primary... markets, banking, swap dealer trading, investment management and investment advisor compliance. This includes solutions...

Risk Consulting, Sector Compliance - Manager - Location Open: This position could be located in NY, IL. EY is the... markets, banking, swap dealer trading, investment management and investment advisor compliance. This includes solutions...

-to-end management of ERM risk management including identifying, assessing, prioritizing, mitigating, monitoring, testing..., and reporting. Collaborate with internal audit, compliance, and other stakeholders to ensure alignment of risk management efforts...

the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm...: Bachelor's degree required Minimum of 10 years of experience in compliance or risk management in the financial services...

responsibilities. The Compliance Risk Supervising Examiner will have primary responsibility for examinations, continuous monitoring..., and evaluation of the compliance risk management and control frameworks of Institutions in the LFBO portfolio with respect to AML...

services, just-in-time services, and modularized product offerings. The Risk & Compliance Consulting team includes management... consultants who help our Financial Services clients effectively navigate today's risk management and compliance requirements...

services, just-in-time services, and modularized product offerings. The Risk & Compliance Consulting team includes management... consultants who help our Financial Services clients effectively navigate today’s risk management and compliance requirements...

management, legal staff, and policymakers across agencies. Your role as BSA/AML Compliance Risk Supervising Examiner: Lead... for large-scale reviews of complex institutions to evaluate the quality and effectiveness of BSA/AML compliance risk management...

of markets, swaps and futures trading products, compliance risk management practices, and CFTC Rules covering swaps and futures... is responsible for the implementation and oversight of the Global Compliance -- Enterprise Policy, the Operational Risk Management...

Job Description: Job Title Credit Risk Management Structured Finance Credit Officer Corporate Title Vice President... analysis, evaluate business plans, financial projections and models Assess ratings, risk appetite, and compliance with policy...

of benefits to its employees. Role Description The Executive Director, Transformation Portfolio Manager (Risk Management... Manager (Risk Management) will oversee and direct project/program selection, demand management, portfolio planning, portfolio...

monitoring of risk reduction strategies; - Complete risk management assessments at least quarterly and share such assessments...Director of Risk Management Brooklyn, NY 80-100k Seeking a Director of Risk Management to develops, initiate...

, etc.) Own and ensure compliance with the Enterprise Risk Management and Global Risk Oversight policies, and procedures (e.g...) organization within Global Risk and Compliance (GRC) is responsible for identifying and managing risk across all business units...

Company. Effective independent risk management is achieved by identifying, measuring, monitoring, or controlling risk at the.... Are able to integrate regulatory expectations into the enterprise risk management framework to ensure compliance with risk...

, as well as oversight of the first line’s financial risk management and mitigation efforts. Your role as a Financial Risk Specialist... - Credit Risk Management: As a member of the Financial Risk Oversight Function, you will report to the Financial Risk...

Department Description The Portfolio Risk Management function of Mizuho Americas is responsible for the production...: Treasury, Liquidity Risk, the Enterprise Project Management Office, and IT in order to provide variance analysis of 2052a...

Management, including the Legal, Compliance, the Risk Division and Controllers in order to effectively monitor risk...Job Description: YOUR IMPACT We are seeking a VP-level candidate to join the Global Risk Management team...