COMPLIANCE RISK MANAGEMENT MONITORING jobs in CITY OF YORK, United Kingdom #8

Arena Investors, LP is a global investment management firm that seeks to generate attractive risk-adjusted, consistent... created role will create a best-in-class risk management function overseeing Arena’s principal lines of business. The CRO...

. Develop and produce risk management reports, monitoring assigned department's risk profile and work with Founder/Principal..., maintaining and overseeing the risk management efforts specifically focused on the daily operations and business activities...

for effective operational risk management. Understanding of processes, risks, and related controls within Middle Office / Back... Office functions and related support functions such as IT, Finance, Risk, Compliance, etc. is preferred. Expertise...

such as Compliance, Cybersecurity, Third-Party Risk Management, and or Data Quality / Governance. Responsibilities: Applying a risk...), Compliance, and 3LoD Audit. In addition, some coordination also with Enterprise Risk Management function for CUSO (Combined...

such as Compliance, Cybersecurity, Third-Party Risk Management, and or Data Quality / Governance. Responsibilities: Applying a risk...), Compliance, and 3LoD Audit. In addition, some coordination also with Enterprise Risk Management function for CUSO (Combined...

, but are not limited to, supporting the IT Control & Compliance Department in the planning and management of the program. Serve... Office 365/Excel/PowerPoint (a must) 2+ years' experience in Audit/ Cyber Security /Risk Management Experienced...

. Help develop ESG metrics monitoring. Ensure compliance with risk oversight processes, policies, and procedures..., maintaining and overseeing the risk management efforts specifically focused on the investment and portfolio management activity...

will perform ongoing counterparty surveillance, risk exposure monitoring, ad-hoc analysis on various risk analytics project..., and work closely with front office on estimating exposures The risk management department is responsible for market, model...

quality and implement controls to support compliance and risk management efforts. Provide strategic guidance... on best practices in compliance and stay updated on regulatory changes. Develop, implement, and refresh compliance management systems...

quality and implement controls to support compliance and risk management efforts. Provide strategic guidance... on best practices in compliance and stay updated on regulatory changes. Develop, implement, and refresh compliance management systems...

with stakeholders within Compliance and the business to mitigate risk and build controls around Employee Surveillance, driving a culture... of . About the Team The Compliance function at OKX is responsible for the overall compliance culture at the company. We're a team...

Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs... executives and regulators. Provides sophisticated compliance and risk management advice, subject matter expertise and participate...

Compliance Risk Management (ICRM) program for a function/business/product in line with and supporting the business strategy... management, Business, Compliance, and Function executives and regulators. Provides sophisticated compliance and risk management...

Serves as an Electronic Trading (ET) product compliance risk officer for Independent Compliance Risk Management (ICRM... program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance...

successful candidate will be responsible for supporting the implementation and monitoring of the Compliance Program for S&P Global Market... & training, (iii) reporting to compliance management on compliance developments, and (iv) participating in reviews...

requirements, and risk assessment and management. This person will also be a collaborator with the Commercial team and will work... of pharmaceutical products Advise on risk management with respect to commercialization of pharmaceutical products, including...

implementation, maintenance and administration of a specific compliance program. Coordinates and performs risk assessment, monitoring...Application Deadline: 07/15/2024 Address: 151 W 42nd Street Job Family Group: Audit, Risk & Compliance The...