COMPLIANCE RISK MANAGEMENT LEAD jobs in NEW YORK CITY NY, United Kingdom #3

with management to ensure that the level of risk remains within an acceptable level. Support NAMs compliance with the Business... of experience in risk management, compliance and/or audit in the financial services industry in capital markets. Experience in...

TTI of USA

is available at . Follow @blackstone on , , and . Business Unit: BXMA Job Title: BXMA Multi-Strategy Platform - Risk Management... successful candidate must have: 6+ years of experience in risk management capacity, preferably in multi-strategy setting Solid...

Blackstone

to 7 years of experience in some combination of the following: IT risk management, audit, compliance, data analysis... into actions, and uphold trust through integrity. Role/Responsibilities The Assistance Vice President - Risk Management...

Moody's

Management teams, ensuring alignment with the firm's objectives and regulatory requirements. Compliance Risk Assessment: Lead... is tasked with leading three key functions: Compliance Risk Assessment, Monitoring and Testing, and Regulatory Change Management...

Sumitomo Mitsui Banking Corporation

, FRB, and FRTB requirements. The Market Risk Management Specialist will participate in various aspects of risk oversight..., especially in the context of risk management practices and regulatory submissions. Qualifications and Skills Approximately...

Sumitomo Mitsui Banking Corporation

and risk management roles, including in lead project positions. Experience in vendor risk management program, including...-solving, collaboration, and project management skills. Familiarity with Governance, Risk and Compliance (GRC) tools...

Moody's

programs and view our annual DE&I Report at Compliance & Third Party Risk Management Know Your Customer, Moody's Analytics... The Know Your Customer (KYC) Risk Management team within the Compliance & Third Party Risk Management group oversees KYC...

Moody's

, and Compliance Establish an Enterprise Risk Management framework and effective internal controls environment Collaborate... overall risk management, resilience, and general integrity of the Data Solutions business. Responsibilities revolve...

Moody's

You Are Bachelor degree or equivalent education and experience. 8+ years risk management experience (includes legal, compliance, audit... or direct oversight of a business process with accountability for compliance or risk management). Specific experience in the...

Principal

Risk Management, Structured Finance - Transactions, Senior Manager: This position could be located in NY (primary), NJ... and Capital Markets, Wealth and Asset Management and Insurance. Our purpose is to help build a financial services industry in...

EY

and Exchange Commission's Regulation AB 1122 compliance reporting Demonstrated project management, teaming, analytical and problem... and Capital Markets, Wealth and Asset Management and Insurance. Our purpose is to help build a financial services industry in...

EY

the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm... the periodic Compliance Risk Assessment of GBM Public, GBM Public regulatory change management program, governance of GBM...

Goldman Sachs

Sachs businesses, design and deploy our surveillance and risk management products, and drive the delivery of Compliance... the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules...

Goldman Sachs

the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm... is at the forefront of delivering robust compliance risk management in adherence with regulator expectations...

Goldman Sachs

. is seeking a Transactional Risk- Claims Lead About the role: DUAL North America, Inc. is seeking an experienced claims... professional to lead Transactional Risk Claims as: (a) a liaison between DUAL NA’s historical transactional risk Insurer partners...

Howden Group Holdings

for Stripe's financial crimes risk management program. We develop innovative data-driven methodologies and products to identify... and Governance teams and cross-functional partners. What you'll do As a Risk Assessment Lead, you will be responsible...

Stripe

, CLOs, Covered Bonds and others. Job Description In-Business Risk Lead Analyst will support the day-to-day Risk..., and Treasury Finance and O&T. Partners with members of Treasury, Risk Management, and Finance to establish reporting requirements...

Citigroup