COMPLIANCE RISK MANAGEMENT LEAD jobs in CITY OF YORK, United Kingdom #9

-functional teams, including legal, risk management, and compliance, to address regulatory issues and implement effective...), compliance with regulations, and a deep understanding of front office sales and trading operations. Additionally, you will lead...

to join our dynamic team in the US (NYC preferred), specializing in Data Governance, Privacy Enforcement, Compliance with privacy... and security standards, and mitigating 3rd party vendor risk. This role will be pivotal in defining and delivering the...

with Redburn Atlantic’s North America Management, the firm’s investment banking personnel. The Chief Compliance Officer will report... Ensure compliance with Rule 15a-6 Ability to identify current and emerging regulatory risks, implement risk mitigation plans...

the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm... and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through...

. Job Description: We are seeking a strategic Head of Compliance to lead the compliance function. This pivotal role will oversee our compliance efforts... benefits sectors. Provide expert advice and guidance on compliance matters to senior management and the Board of Directors...

. Job Description: We are seeking a strategic Head of Compliance to lead the compliance function. This pivotal role will oversee our compliance efforts... benefits sectors. Provide expert advice and guidance on compliance matters to senior management and the Board of Directors...

the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm... the periodic Compliance Risk Assessment of GBM Public, GBM Public regulatory change management program, governance of GBM...

Compliance Department Knowledge of regulatory expectations related to Compliance Management Systems and Compliance Risk... and industry knowledge Skills and attributes for success You'll stay informed of timely regulatory and risk management updates...

development of relevant compliance program elements including policies and procedures, training, risk assessments, issues..., Operations, Enterprise Risk Management, Finance and Audit stakeholders. Knowledge of SEC security-based swap dealer regulations...

Program Office within S&P Global Enterprise Risk & Compliance. This role will lead, manage, and oversee the provision... Board of Directors on the operation and progress of Global Financial Crimes Compliance risk management efforts. Maintain...

and annual provision review with external auditors and internal risk management. Lead a team of 9 people in the Domestic group... compliance obligations, including analyzing and documenting tax positions Strong project management, planning...

, Sanctions and Fraud risk profile of the audit universe. Responsibilities: Lead and/or execute compliance related audits...), or Certified Regulatory Compliance Manager (CRCM) Experience with consumer compliance, privacy and conduct risk management 15...

as appropriate. Lead projects related to new regulations as needed. Coordinate with central compliance functions to address...Job Description: Employer: DWS Group Title: Senior Compliance Officer - Institutional Sales Coverage Location...

compliance risk assessment, in consultation with the Americas Head of CT&A, Business Line Compliance and Business management... are designed to meet applicable regulatory guidance How You’ll Lead Manage Compliance Testing reviews of the FIC business...

management reporting, designing and implementing enhancements to Compliance functions, collection and analysis of data relating... with the LOB and Internal Audit Lead CMP coordination for all Compliance Officers to help ensure the program is fully...

and create opportunity. We provide extensive risk and compliance management coverage, including support for Global regulations... within S&P Global Market Intelligence, Regulatory Compliance Division. This position will report into the of Commercial Head...

management, regulatory compliance, assumption development, forecasting and reporting. The ideal candidate will possess... Funding Plan (CFP), intraday and collateral management processes Contribute to new product liquidity assessments Lead...