COMPLIANCE RISK MANAGEMENT LEAD jobs in CITY OF YORK, United Kingdom #8

level annual compliance work plans, performance dashboards, reports to management, oversight of compliance department budget... accordance with the seven recognized elements of an effective compliance program. Evaluation of periodic risk assessments...

a control, risk, compliance or audit role at a banking. organizations or regulatory experience in a senior management role... Compliance Audit Team is primarily responsible for supporting the oversight, design and execution of the annual AML Audit Plan...

Compliance Auditor assists the Team Lead in the oversight, design and execution of audit coverage for Bank of China’s US (BOC USA... and regulatory compliance audit programs. Prepare and maintain the audit risk assessments. Help design and ensure implementation...

managing operational, financial, compliance and technology risk, as well as designing and implementing process improvements... that can lead to increased value, revenue, or cost containment. This position will lead and deliver regulatory compliance...

the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm... and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through...

Serves as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible... policies and procedures. Specifically, the role is responsible for advising on compliance risk management activities for Citi...

knowledge and understanding of compliance risk management practices and methodologies, including risk and control assessments.... Assess regulatory compliance risk via the development and introduction of new and uplifted sales capabilities and tools...

and advertising (i.e. UDAP, TCPA, CAN-SPAM). Moderate knowledge and understanding of compliance risk management practices... with marketing and sales practices, via the assessment and oversight of compliance risk mitigating controls. Liaise...

Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM..., or regulation and design and delivery of a risk management framework that maintains risk levels within the firm's risk appetite...

overall compliance team and management in communicating the company's culture of compliance. This individual... will be responsible for the coordination and timely updates of rule changes, management reports, policies, procedures, compliance...

. Within Global Risk, Compliance Risk Management (CRM) provides for shared ownership of risk management and better coordination..., remediation and compliance risk management efforts. Key Responsibilities: Drive success within the Anti-Money Laundering (AML...

, and mentor a team of HR compliance professionals. Lead and/or participate in other high impact business and change management..., FMLA, anti-harassment and discrimination, and other employment law and HR risk management topics. Direct, coach...

with people management, investigations, advising and recommending solutions to minimize risk while ensuring colleagues are treated...We’re working on an exciting opportunity for a Global Director of Employee Relations, Policy & Compliance to be based...

The Compliance Anti-Money Laundering (AML) Risk Management Director is a senior management level position responsible... and assist in the implementation of firm-wide AML risk management policy and strategic AML Compliance Risk Management (ACRM...

is passionate about delivering technology assurance, advisory, compliance and risk management services to the company. This position... that have potential operational, financial, strategic and compliance risk implications. You will engage with multi-functional partners...

Manager (Corporate Compliance) will oversee and direct project/program selection, demand management, portfolio planning... and business priorities Coordinating with essential delivery partners, incl. Risk Management, Regulatory Change, Information...

-functional teams, including legal, risk management, and compliance, to address regulatory issues and implement effective...), compliance with regulations, and a deep understanding of front office sales and trading operations. Additionally, you will lead...