Job Purpose Compliance officer that will be responsible for supporting the local compliance program and related... regulatory obligation. Key Accountabilities Support the Code of Ethics Program, including oversight of all personal...
AXAJob Description: Global Compliance Our division prevents, detects and mitigates compliance, regulatory...'s second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance...
Goldman Sachsmust navigate a wide range of regulatory requirements to maintain licenses and protect Marex's reputation. Compliance and Compliance... and regulatory authorities. Compliance is responsible for responding to inquiries, providing necessary documentation, and cooperating...
Marexservices, compliance or regulatory experience, or related experience with particular emphasis on the Volcker Rule. Bachelor... candidate should have a strong functional knowledge of the Volcker rule, and be able to implement, and manage SMBC's compliance...
Sumitomo Mitsui Banking Corporationfor ensuring SSI’s compliance with the relevant legal and regulatory requirements, implementing SSI’s regulatory compliance program..., and passionate about continuously increasing your regulatory knowledge. You will: Provide support to the Chief Compliance Officer...
Sharegainmanipulation trade compliance Regulatory Filing experience: Form ADV, Reg D, 13F, 13H, Form PF, CPOPQR, NFA annual filings, CFTC... to our continued success. Job description: We are looking for a Compliance Associate in our NY office. This position is varied in...
Pharo Managementand mitigates compliance and regulatory risks across the company and helps to strengthen our culture of compliance. As a company... Qualifications: 12+ years of relevant compliance and regulatory experience in finance, fintech, or crypto exchanges (experience in...
FalconX4 Corner Resources is on the lookout for a dynamic and talented HR Compliance Manager to spearhead our proactive HR... Compliance and Audit initiatives. In this pivotal role, you will collaborate to develop and implement a robust HR Compliance...
4 Corner Resourcesof . About the Team The Compliance function at OKX is responsible for the overall compliance culture at the company. We're a team... of risk-minded problem solvers who advise the business on the company's regulatory obligations and enterprise risk...
OKXto regulatory and compliance oversight. Experience in the Compliance domain is required – working knowledge of some of the... a diligent and professional Technology Product Manager to join our dynamic Legal & Compliance technology team. You will provide...
Ares Wealth Management SolutionsJob Description The Corporate Tax Compliance Associate/AVP will be responsible for assisting the Director... of Compliance on : Tax Compliance, Provision, Research and Audit. Specific duties include: Prepare Federal, State & Local tax...
Mizuho Bank. This allows us to provide a broad range of advisory services in areas such as financial crimes, consumer compliance, regulatory... team you'll assist global financial services firms with technology improvement in a broad range of regulatory compliance...
EY. This allows us to provide a broad range of advisory services in areas such as financial crimes, consumer compliance, regulatory... team you'll assist global financial services firms with technology improvement in a broad range of regulatory compliance...
EYand Implementation: Assist the CCO in developing and implementing compliance policies and procedures that align with regulatory... of compliance and regulation. Keep abreast of regulatory changes and industry developments and assess their impact on the company...
Cesna Grouppolicy changes and tracking Compliance training Assisting with Board and regulatory reporting Assisting with marketing...The Role: DailyPay is looking for an organized, detail-oriented, and collaborative compliance paralegal...
DailyPayJoin the Mizuho team as a Compliance Systems Engineer! The Compliance Systems include the AML/BSA system, Transaction... Monitoring system, OFAC/Sanctions system, and other databases/tools/platforms used in Compliance system team as well. PRINCIPAL...
Mizuho Bankassistance Development of compliance policies and procedures Compliance program testing Regulatory inquiry assistance...-2 years of related work experience Knowledge of accounting, regulatory reporting and/or regulatory compliance software...
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