COMPLIANCE OVERSIGHT LEAD MANAGER jobs in LONDON, United Kingdom

for a key program with a focus on compliance and legal risk. The Regulatory Risk & Oversight Manager will lead key pillars... to identify and create effective and sustainable solutions for managing compliance and legal risk Lead Working Group meetings...

of your role, you will be responsible for: Oversight and approval of daily client money and custody asset reconciliations... findings and the management letter. Being a member of the CASS committee and setting the tone of the Firm's compliance...

regulatory environment, i.e. related to regulatory change and regulatory oversight activities Lead training and communications... opportunity within the newly-established Global Regulatory Change, Framework & Oversight (GRCFO) team, part of the enterprise...

& Accountability: The Senior Customer Oversight Officer will support the Customer Oversight Lead and the Customer Oversight Manager... to our company's commitment to maintaining the highest standards of customer oversight and regulatory compliance. Role Purpose...

Serves as a senior function/business/product compliance risk manager for Independent Compliance Risk Management (ICRM... program framework. Responsibilities: Providing compliance coverage to an assigned function/business/product. Provides...

role of Markets and Securities Services Compliance Manager. The Markets and Securities Services (MSS) Compliance Manager... responsibilities including contribution into Compliance risk assessment, testing and monitoring program, and lead and support...

, you will lead the development and implementation of compliance risk assessments and control frameworks, conduct insight, oversight... identifies, evaluates, and mitigates compliance risks while maintaining robust internal controls. As a Compliance Risk Manager...

, without financial burden. Position The Global Health Department is looking for a Compliance Manager to ensure that Options complies... compliance: Updating of organisational policy and roll-out of associated trainings to ensure staff compliance. Lead on donor...

Department is looking for a Compliance Manager to ensure that Options complies with both its donor compliance requirements... and roll-out of associated trainings to ensure staff compliance. Lead on donor declarations, required annual filings...

to support the compliance operations of the firm. Reporting to AEU UK's Senior Compliance Manager, the Compliance Manager... will be responsible for supporting the various credit broking and insurance propositions within the UK. The Compliance Manager...

of regulatory and audit findings and the administration of regulatory affairs. This Compliance Governance & Policy Manager role sits... & Policy Manager will lead key pillars of the Program, which involves delivery of critical strategic enterprise capabilities...

to support the compliance operations of the firm. Reporting to AEU UK's Senior Compliance Manager, the Compliance Manager... will be responsible for supporting the various credit broking propositions within the UK. The Compliance Manager will support in...

to support compliance operations of the firm. Reporting to APUK's Senior Compliance Manager, the Compliance Manager... will be responsible for supporting regulatory compliance of the payments propositions within the UK. The Compliance Manager will be part...

delivery of the compliance plan and manage the compliance relationship with assigned managed client. The Compliance Manager... where necessary. Lead regular compliance meetings with managed clients, providing appropriate advice as necessary. Lead the creation...

. The Privacy Compliance Manager will take the lead role in ensuring compliance to Division's data privacy policies...Job Description: About the Role: Grade Level (for internal use): 11 The Role: Privacy Compliance Manager - S&P...

Job Description: Job Title: Compliance and Operational Risk Manager (Equities) Location: London Corporate Title... has arisen in our London office for a Compliance Manager to join the Equities Compliance and Operational Risk team responsible...

. Job Description Summary: PayPal is seeking a dynamic, innovative, and driven Credit Compliance Manager to join our high-performing UK Risk... and Compliance team, reporting to the Credit Compliance Lead. The role contributes to the sustainable growth of PayPal’s Credit...