COMPLIANCE OFFICER jobs in CITY OF YORK, United Kingdom #4

& Markets - Public Compliance Officer is to assist the firm in preventing, detecting and mitigating compliance, regulatory...Job Description: GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory...

Compliance officer is to assist the firm in preventing, detecting and mitigating compliance, regulatory, and reputational risk...Job Description: Global Compliance Our division prevents, detects and mitigates compliance, regulatory...

, and are able to adapt to a changing regulatory landscape. Swap Dealer Compliance seeks a Compliance Officer to advise internal...Job Description: Global Compliance Our division prevents, detects and mitigates compliance, regulatory...

Compliance officer is to assist the firm in preventing, detecting and mitigating compliance, regulatory, and reputational risk...Job Description: Global Compliance: Our division prevents, detects and mitigates compliance, regulatory...

Swap Dealer Compliance, Vice President Who we are looking for Swap Dealer Compliance seeks a Compliance Officer... development of relevant compliance program elements including policies and procedures, training, risk assessments, issues...

leadership of the Global Chief Compliance Officer, the Compliance and Regulatory functions are comprised of teams that operate... motivated and a team player Reporting Relationships Global Chief Compliance Officer Compensation The anticipated base...

and is represented by the Chief Compliance Officer as either a member or observer of various committees such as the New Product... of benefits to its employees. Role Description The Compliance group within SMBC Nikko Securities Inc. serves as a regulatory...

and programs. Under the leadership of the Global Chief Compliance Officer, the Compliance and Regulatory functions are comprised..., but are not limited to: Actively engage with the Chief Regulatory Officer to assist in directing the Compliance function throughout the...

Government’s Paid Student Loan Forgiveness Program (PSLF) Responsibilities Under the direction of the Compliance Officer... and Compliance Department management, the Compliance Auditor is responsible for working independently on assigned projects to ensure...

others then we are excited to discuss career opportunities with you. Job Description The Manager of Financial Reporting & Compliance..., including but not limited to, the Director of Financial Reporting & Compliance, the V.P. of Accounting, the Chief Financial...

leadership of the Global Chief Compliance Officer, the Compliance and Regulatory functions are comprised of teams that operate... & Compliance Department oversees and leads Ares’ global Legal, Regulatory and Compliance functions and programs. Under the...

for overseeing and monitoring the firm's compliance risk. This the VP Advisory Compliance Officer role supports the CPAD Bank... of benefits to its employees. Role Description This role contributes to the overall success of the Compliance Department...

(i.e., Compliance Administrative Officer and Chief Compliance Officer). Role Objectives Assist with the management and oversight... of benefits to its employees. Role Description SMBC would like to hire a Senior Compliance Program Manager who...

and working environments for our students, staff, and faculty. Manage key compliance and administrative operations functions... of the Student Health Center (SHC). Formally serve as the appointed Privacy Officer for the health center to develop, manage...

and working environments for our students, staff, and faculty. Manage key compliance and administrative operations functions... of the Student Health Center (SHC). Formally serve as the appointed Privacy Officer for the health center to develop, manage...

of markets, swaps and futures trading products, compliance risk management practices, and CFTC Rules covering swaps and futures... related to swaps and futures. Through interaction with the various regulators, the individual will identify compliance...

leadership of the Global Chief Compliance Officer, the Compliance and Regulatory functions are comprised of teams that operate... confidential information appropriately Reporting Relationships Chief Compliance Officer Compensation The anticipated base...