COMPLIANCE OFFICER SURVEILLANCE jobs in NEW YORK CITY NY, United Kingdom

Compliance officer to join their team in New York. The role will primarily focus on Surveillance (Trade Activity... following relevant news events and regulator action. Other Surveillance services as assigned. Ensuring compliance with the...

Compliance officer to join their team in New York. The role will primarily focus on Surveillance (Trade Activity... following relevant news events and regulator action. Other Surveillance services as assigned. Ensuring compliance with the...

! Credit Lending Surveillance Program Officer Manhattan, NY - 3 days a week - Hybrid Salary: $160,000 - $180,000 + 12% Bonus... + Pension Responsible for overseeing the credit lending surveillance program, assisting in lending activities, operations...

Job Purpose Compliance officer that will be responsible for supporting the local compliance program and related... Assist with the development of specific aspects of a compliance program related to the operation of an SEC Registered...

Job Purpose Compliance officer that will be responsible for supporting the local compliance program and related... Assist with the development of specific aspects of a compliance program related to the operation of an SEC Registered...

more we all gain. About the role We are looking for a diligent Compliance Officer to join the rapidly growing team of our US broker..., and passionate about continuously increasing your regulatory knowledge. You will: Provide support to the Chief Compliance Officer...

Job Description: About the Role: Grade Level (for internal use): 12 The Role: Compliance Officer The Compliance... monitoring and surveillance, attending and representing Compliance at relevant internal committees and analytical huddles...

Job Description: Job Title Compliance Officer – Investment Bank Compliance – Fixed Income Sales & Trading – Rates...) related to Rates sales and trading activities, surveillance and monitoring of controls, supervision, and other issues...

businesses, and produce reports to Manager and Chief Compliance Officer (CCO). Conduct ongoing monitoring of Firmwide vendors... US, Cyprus, UK, Australia, Germany, and Israel, and we are constantly growing and expanding into new markets. The Compliance...

Laundering (AML), trade surveillance, sanctions and derivatives compliance programs for FalconX in the US, APAC, and Europe... Compliance Officer experience in finance, fintech, or crypto exchanges (prior experience scaling a global compliance program...

Compliance Officer of LSI in maintaining and implementing the day-to-day compliance program of the broker-dealer. The LSI... surveillance and monitoring Assisting in handling the compliance monitoring application for the performance of and routine review...

experience, experience as a compliance officer or in a risk related role focused on technology risk is preferable Bachelor...Job Description: GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory...

: At least 3 years of experience as a compliance officer or in a risk management or control function role Knowledge of operational...Job Description: Global Compliance Our division prevents, detects and mitigates compliance, regulatory...

the development of security and safety policies and procedures, regulatory and legislative compliance, Security Guard... violence, fire and life safety. As a Security Officer within the Global Security Team, you will be responsible for ensuring...

, handbags accessories and fragrances. THE ROLE The Visual Security Officer primary responsibility is to deter theft... strong customer service. The Visual Security Officer is primarily stationed at customer entrances and monitors customer traffic...

SUMMARY DESCRIPTION The Ford Foundation is seeking a Program Officer to join the Technology and Society program team... Program Officer will largely manage a grantmaking portfolio that supports organizations working globally to counter...

manner and respond to customer’s needs Maintain visible presence by wearing a Nordstrom provided security officer style... uniform Perform monitoring and surveillance activities Assess and assist in emergency situations Reduce and control loss...