Compliance Monitoring & Testing (M&T). The VP is responsible for execution of the M&T program. This position will principally... serve as a team member for M&T annual planning, monitoring and testing reviews. This role will have coverage for SMBC's Swap...
Sumitomo Mitsui Banking Corporationwill be responsible for bank, broker-dealer and swap dealer regulatory compliance across support functions. The individual... reminders as well as responses to support regulatory inquiries, examinations, audits and monitoring and testing. The individual...
Sumitomo Mitsui Banking Corporationwill be utilized to drive monitoring and testing initiatives and refocus resources as new emergent risks are identified. This role... activities of the Compliance Department, including with respect to documenting key controls as well as driving monitoring...
Sumitomo Mitsui Banking Corporation