COMPLIANCE MONITORING OFFICER – INVESTMENT jobs in GREATER LONDON, United Kingdom #3

and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment Solutions and Agency... Compliance (FCC) function which is part of the second line of defence. The primary objective of FCC is to ensure the Marex...

into an Investment Management organisation, as well as working with multiple suppliers. They should additionally be highly familiar in..., and business process automation requests (projects / initiatives), as well as monitoring the progress and status of each, in-line...

supporting the COO, CFO and Chief Commercial Officer. Pershing provides a broad range of financial business solutions... to investment banks, broker-dealers, wealth managers, financial planners and advisers across EMEA. We provide sophisticated front...

and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment Solutions and Agency... 3 areas, all reporting into the Chief Operating Officer for Marex Solutions: COO team - delivering new business...

Operations · Alerting & Monitoring, Capacity & Performance Management of DCP Solution : Assess system performance and recommend..., Request, Knowledge Management, CMDB and other IT Service Management processes · Develop and oversee cross-process compliance...

subjects on data protection matters, review responses to data subject rights being exercised Monitoring compliance of personal.... Function Category Compliance, Legal, Management and Business Support Join us At UBS, we embrace flexible ways of working...