COMPLIANCE MONITORING OFFICER – INVESTMENT jobs in GREATER LONDON, United Kingdom

THE COMPANY: Our client is a leading securities business. They are looking for a Compliance Monitoring... and Surveillance Officer to join the team. THE RESPONSIBILITIES: Provides adequate support and guidance to enhance compliance...

Compliance Monitoring Officer FinTech - London Imagine joining a dynamic and innovative fintech offering cutting... Monitoring Officer you will: - Conduct regular compliance monitoring as outlined in CMP - Drive continuous improvements in the...

to the Senior Compliance Officer heading the General Compliance team. We currently operate a hybrid working model at IBKR... Monitoring Framework; Create, maintain, and implement compliance-related policies; conduct internal compliance reviews...

their monitoring abilities. Also assist with producing MI/KPIs to relay back to senior Compliance management for reporting purposes...Key Responsibilities The successful individual will be responsible for: Monitoring of the Bank's transactions...

to fill the role of Senior Credit Officer, specializing in structured finance, property investment finance, and real estate... Officer to include: As a Senior Credit Officer, you will play a pivotal role in structuring transactions, ensuring compliance...

​Our Client Our client, a UK-based exchange, is currently seeking a Compliance Officer to join its London office... monitoring reviews in line with the firm's Compliance Monitoring Programme Conducting AML and KYC reviews Spearheading client...

​Our Client Rutherford have been mandated on an excellent opportunity for a Compliance Officer to join our Private... will include, but are not limited to: Implementing and executing the UK compliance monitoring program Reviewing and approval...

to: Provide expert regulatory advice to the investment/deal teams. Manage code-of-ethics and compliance monitoring related tasks... firms, investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new...

We are looking for a pro-active, highly motivated and ambitious individual who will hold the role of Regulatory Compliance Officer to expand... accordance with our Compliance Monitoring Programme to ensure regular reviews and assessments Execute checks in connection...

for an experienced compliance officer, looking to progress to the next level who is looking to work in a fast-paced FinTech start-up.... As part of the Risk & Compliance team, reporting to the Chief Risk & Compliance Officer, you will be responsible for ensuring...

compliance officer, looking to progress to the next level who is looking to work in a fast-paced FinTech start-up. As part of the... Risk & Compliance team, reporting to the Chief Risk & Compliance Officer, you will be responsible for ensuring...

Compliance seeks a Compliance Officer to support PGIM Marketing Compliance. Based in London, you will be part of the team... are met in marketing materials. Assisting with the monitoring, tracking, and communicating developments in EMEA regulation...

employee development and deliver the goals of the Firm wide Risk organization. As a Markets Advisory Compliance Officer... a Compliance, Risk or Control role in a global investment bank would be a significant advantage About Us: J.P. Morgan...

responsible for compliance monitoring tasks within this area. The role reports directly to the Co-Head of Trading and Investment... & Investment, and Core Compliance. This position is part of the Trading and Investment pillar based in London, primarily...

and assessment, monitoring for compliance with laws, rules, regulations and policies, including the identification and investigation... with the coverage of Corporate Treasury and Executive Office. The role of this Compliance Officer is to articulate and maintain...

and assessment Monitoring for compliance with laws, rules, regulations and policies, including the identification and investigation...: At least 6-8+ years of work experience as a compliance officer or in a risk management role preferably focused on operational...

is looking for a Senior Compliance Officer (Investment Mgt / Financial Services background) in either Sittingbourne or London Mayfair, and the...Do you have Senior Compliance Officer experience, and are you seeking a new hybrid job? Our client...