COMPLIANCE MONITORING ASSOCIATE TRADING jobs in ENGLAND EUROPE, United Kingdom

MERJE are currently supporting a fast growing trading platform in their search for a Compliance Monitoring specialist... in London. Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan Identify...

MERJE are currently supporting a fast growing trading platform in their search for a Compliance Monitoring specialist... in London. Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan Identify...

an Associate Director, QIS Trading to join the team in London. Responsibilities include: - Provide quotations of various... compliance monitoring is in place, including processes for management of operational risk, in accordance with HSBC and regulatory...

obligations Liaising with Legal and other areas of Compliance in order to monitor and/or restrict sales, trading and/or research...MORE ABOUT THIS JOB: GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory...

of this role is to execute the Compliance program across Portfolio Management, Trading, Credit Research, and Trade Processing... Regulatory Compliance: Experience in executing risk-based, audit-ready Compliance monitoring activities with a focus on Front...

-to-date. Experience/Skills/Qualifications: Relevant Compliance Monitoring experience gained within an FX/Currency/Broking or Trading... to managing their Monitoring programme. Key responsibilities include but are not limited to: Undertake regular compliance...

-to-date. Experience/Skills/Qualifications: Relevant Compliance Monitoring experience gained within an FX/Currency/Broking or Trading... to managing their Monitoring programme. Key responsibilities include but are not limited to: Undertake regular compliance...

, contributing to the daily sales & trading call, dealing & booking derivatives & MM deposits, monitoring client credit limits...Financial Markets Department covers both trading book and banking book activities for Bank of China London Branch...

interpretation, analysis of investment guideline restrictions and coding them in compliance monitoring applications. The candidate... into compliance monitoring systems and providing pre-trade & post-trade oversight . Guidelines team supports portfolio managers...

functions. Whether assessing the creditworthiness of the firm's counterparties, monitoring market risks associated with trading... compliance with the regulations governing transactions in the financial markets. OUR IMPACT We're a team of specialists...

and Trading Policy (“the Policy”) that seeks to mitigate conflicts of interest by monitoring and placing restrictions on personal... securities holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant...

and Trading Policy (“the Policy”) that seeks to mitigate conflicts of interest by monitoring and placing restrictions on personal... securities holding and trading. The Policy is designed to promote compliance with global regulations. In some Divisions, pursuant...

monitoring and reporting of London Trading Centre and Global Financial Markets (GFM) in Bank of China (BOC) London Branch... framework establishment and implementation. As an Associate - Risk Management, you will fulfil the risk management...

industry? We are seeking an Associate Director of Business Development based in London, who thrives in dynamic environments..., Enterprise Risk, Wholesale Banking, Market or Credit Risk, and Compliance, you will secure and manage key accounts...

Management, Legal and Compliance, Sales, Trading, Risk Management and other Operations Departments. As a result the..., which emphasise integrity, commitment to excellence, innovation and teamwork. BUSINESS UNIT OVERVIEW An Associate...

Job Description: As part of Risk Management and Compliance, you are at the centre of keeping JPMorgan Chase... Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class...

office, compliance. Designing and performing risk based ongoing monitoring, agreeing mitigating controls and escalating... directive). Relevant experience in investment risk, portfolio management oversight or trade compliance monitoring in asset...