COMPLIANCE MONITORING AND TESTING jobs in CITY OF YORK, United Kingdom

The Compliance Monitoring and Testing QA Consultant will lead assigned compliance reviews, supervising and managing the.... The Compliance Monitoring and Testing QA Consultant will be responsible for: Lead and /or perform compliance testing...

The Testing and Monitoring Director will support the Head of RRP Non-Financial Capabilities, Controls, and Testing in... defining and maintaining the testing framework, guidance, and test plan for capability testing and monitoring...

Job Description: Job Title: Vice President Testing & Monitoring Location: New York City or New Jersey / Hybrid (4/1.../service marks of BGC Partners, Inc., and/or its affiliates. Responsibilities: The Senior Testing Controls Officer...

is tasked with leading three key functions: Compliance Risk Assessment, Monitoring and Testing, and Regulatory Change Management... Teams: Direct and oversee the activities of the Compliance Risk Assessment, Monitoring and Testing, and Regulatory Change...

independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses... and Responsible Banking Compliance Team by focusing on statistical testing and analysis, data collection and manipulation...

and implementing compliance controls and programs such as: Compliance testing, surveillance and monitoring Drafting... seeks a Vice President, Compliance Monitoring within the Compliance Risk Management team to support the Compliance...

independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses... environment; strong sense of urgency Strong work ethic Preferred Qualifications: Prior Audit, Monitoring, or Testing...

. The Compliance Testing & Technology Manager will work closely with the Compliance Monitoring Program (CMP) testers... and help transform the lives of others. Compliance Testing & Policies Manager At Brown Brothers Harriman, we believe it...

program. Work with Compliance officers to identify regulatory risks and integrate regulatory controls and monitoring into the... Technology Control testing and by others, including Internal Audit, Compliance, regulators, and management self-identified issues...

program. Work with Compliance officers to identify regulatory risks and integrate regulatory controls and monitoring into the... Technology Control testing and by others, including Internal Audit, Compliance, regulators, and management self-identified issues...

and implementing compliance controls and programs such as: Compliance testing, surveillance and monitoring Drafting... identified during testing and monitoring and provided compliance support in development of action plans and enhancing supervisory...

and enhancements to all critical Compliance controls and systems, including transaction monitoring, sanctions screening, and Know... Your Customer (KYC) Own the compliance tools/ systems testing efforts including building test plans and leading testing activities...

to business management and staff on regulatory and compliance issues Conduct “second line” monitoring of businesses Assist in...Job Description: Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the...

reminders as well as responses to support regulatory inquiries, examinations, audits and monitoring and testing. The individual... and conducting trainings, as required. Coordinate with Compliance surveillance and testing teams, including by reviewing...

, coordinate or guide risk-prioritized testing, monitoring and surveillance activities to assess the adequacy of controls. Engage... on program design, risk assessment control effectiveness, and monitoring and testing activities. Assess and respond to internal...

is seeking a highly skilled Senior Consultant & Business Analyst with expertise in regulatory technology and compliance analytics... and Compliance Advisory group. This role involves assisting clients across various sectors in the design and execution of regulation...

is seeking a highly skilled Senior Consultant & Business Analyst with expertise in regulatory technology and compliance analytics... and Compliance Advisory group. This role involves assisting clients across various sectors in the design and execution of regulation...