COMPLIANCE MONITORING AND SURVEILLANCE jobs in UNITED KINGDOM ENGLAND, United Kingdom

their monitoring abilities. Also assist with producing MI/KPIs to relay back to senior Compliance management for reporting purposes...Key Responsibilities The successful individual will be responsible for: Monitoring of the Bank's transactions...

that Ebury's client and trade monitoring/surveillance programme provides assurance that our regulatory compliance obligations... and products. Monitoring: Ongoing development of the Compliance Monitoring Plan (CMP), including periodic horizon scanning...

that Ebury's client and trade monitoring/surveillance programme provides assurance that our regulatory compliance obligations... and products. Monitoring: Ongoing development of the Compliance Monitoring Plan (CMP), including periodic horizon scanning...

Monitoring Programme as well as to act as a Compliance generalist and provide ad-hoc support to the wider business. Key... Responsibilities Assist the Compliance Officer in designing/improving the Compliance Monitoring Programme framework and carry out...

surveillance technology for customer screening, and transaction monitoring and reporting. To support the MLRO in defining the... compliance that apply to all activity of Amazon Payments UK and Amazon Capital Services Limited. This role operates within the...

Risk, Core Compliance and Wealth Management. What you’ll do Undertaking on-going desk-based monitoring of trading... and influencing skills; Broad technical (markets and regulatory) knowledge; Monitoring and surveillance experience/interest...

functions and the external certification body as well as the development and continuous improvement of compliance monitoring... and opportunities to enhance the organisation's performance in key areas. Develop and maintain a monitoring and surveillance process...

Compliance: Experience in executing risk-based, audit-ready Compliance monitoring activities with a focus on Front Office... of this role is the execution and evolution of the Compliance program in the areas of Portfolio Management, Trading, Credit...

and assessment, monitoring for compliance with laws, rules, regulations and policies, including the identification and investigation...Job Description: Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the...

as our IT SOX Risk and Compliance Manager on a permanent, full time basis. This role is responsible for managing our SOX... (Sarbanes-Oxley) compliance program. This is a hybrid role with occasional travel required to our Staines office and European...

and assessment Monitoring for compliance with laws, rules, regulations and policies, including the identification and investigation...Job Description: OUR IMPACT At Goldman Sachs, the mandate of Global Compliance is to prevent, detect and mitigate...

surveillance and forensic reviews, train the business in compliance matters, participate in policy updates and drafting, conduct... compliance issues and surveillance needs Lead and manage strategic Compliance projects, including Compliance enhancement...

-based Compliance Monitoring Programme, including trade and e-communication surveillance, AML transaction monitoring... and deliver a Compliance Programme, including an Annual Compliance Plan and Compliance Monitoring Programme, designed to identify...

, including Surveillance, Monitoring and Testing routines. The successful candidate will be required to keep abreast of regulatory...Job Description: Job Title: Compliance and Operational Risk Manager (Equities) Location: London Corporate Title...

as well as acting as the lead for the UK Surveillance oversight, and supporting the Head of Business and Functions Compliance directly... and procedures as well as coordinating and monitoring the effectiveness of compliance support for the UK branch within the framework...

requirement (Market Data related IM, Email, Applications and its data vault, Surveillance and monitoring access control...Market Data Admin and support for a global bank based in Liverpool street. Role - Market Data Admin and Compliance...

Compliance Lead and/or Industrial Safety Engineer (ISE), you will support the establishment of appropriate industrial safety... Industrial Safety Compliance Evaluations programmes. Facilitate Industrial Safety-related training. Support the preparation...