COMPLIANCE MONITORING AND SURVEILLANCE jobs in LONDON, United Kingdom

Monitoring Plan / Surveillance programme, assisting the wider compliance team Undertake monitoring reviews in line with the... Compliance Monitoring Plan Monthly e-communication and voice recording reviews Review and respond to email surveillance alerts...

their monitoring abilities. Also assist with producing MI/KPIs to relay back to senior Compliance management for reporting purposes...Key Responsibilities The successful individual will be responsible for: Monitoring of the Bank's transactions...

of monitoring reports Advise on refinements to existing trade surveillance reports, according to industry best practice guidance... with other areas of Trade Surveillance and Financial Crime Compliance as required When dealing with all clients, colleagues...

Surveillance VP at you will play a critical role in ensuring the integrity and compliance of trading activities across multiple.... Monitoring: Assist, develop and help implement new monitoring controls. Alert Generation: Utilize surveillance tools and systems...

surveillance technology for customer screening, and transaction monitoring and reporting. To support the MLRO in defining the... compliance that apply to all activity of Amazon Payments UK and Amazon Capital Services Limited. This role operates within the...

and assessment, monitoring for compliance with laws, rules, regulations and policies, including the identification and investigation...Job Description: Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the...

and assessment Monitoring for compliance with laws, rules, regulations and policies, including the identification and investigation...Job Description: OUR IMPACT At Goldman Sachs, the mandate of Global Compliance is to prevent, detect and mitigate...

surveillance and forensic reviews, train the business in compliance matters, participate in policy updates and drafting, conduct... compliance issues and surveillance needs Lead and manage strategic Compliance projects, including Compliance enhancement...

Risk, Core Compliance and Wealth Management. What you’ll do Undertaking on-going desk-based monitoring of trading... and influencing skills; Broad technical (markets and regulatory) knowledge; Monitoring and surveillance experience/interest...

-based Compliance Monitoring Programme, including trade and e-communication surveillance, AML transaction monitoring... and deliver a Compliance Programme, including an Annual Compliance Plan and Compliance Monitoring Programme, designed to identify...

, including Surveillance, Monitoring and Testing routines. The successful candidate will be required to keep abreast of regulatory...Job Description: Job Title: Compliance and Operational Risk Manager (Equities) Location: London Corporate Title...

as well as acting as the lead for the UK Surveillance oversight, and supporting the Head of Business and Functions Compliance directly... and procedures as well as coordinating and monitoring the effectiveness of compliance support for the UK branch within the framework...

requirement (Market Data related IM, Email, Applications and its data vault, Surveillance and monitoring access control...Market Data Admin and support for a global bank based in Liverpool street. Role - Market Data Admin and Compliance...

and market structure Electronic Trading Risk experience Skills: Monitoring, Surveillance, and Testing Regulatory...Job Description: Job Title: Electronic Trading Compliance and Operational Risk Specialist Location: London Title...

best practices related to market abuse and insider trading. Monitoring and closing of market surveillance alerts and electronic...We are currently looking for an Trade Surveillance Financial Crime Manager to join the London team. *** Please note...

and quality following industry best practice and observing the maximum respect for H&S to ensure regulatory and legal compliance... forms and monitoring fulfilment of maintenance works. Attend H&S, planning and progress, fabrication, and quality related...

standards, drive capability development and ensure compliance. Overall, your aim is to make sure employee health risks... health services which include health surveillance, health promotion & on-site clinical services to meet Haleon’s standards...