Monitoring Plan / Surveillance programme, assisting the wider compliance team Undertake monitoring reviews in line with the... Compliance Monitoring Plan Monthly e-communication and voice recording reviews Review and respond to email surveillance alerts...
Compliance Professionalstheir monitoring abilities. Also assist with producing MI/KPIs to relay back to senior Compliance management for reporting purposes...Key Responsibilities The successful individual will be responsible for: Monitoring of the Bank's transactions...
Crédit Agricole CIBMonitoring Programme as well as to act as a Compliance generalist and provide ad-hoc support to the wider business. Key... Responsibilities Assist the Compliance Officer in designing/improving the Compliance Monitoring Programme framework and carry out...
Austin Andrewof monitoring reports Advise on refinements to existing trade surveillance reports, according to industry best practice guidance... with other areas of Trade Surveillance and Financial Crime Compliance as required When dealing with all clients, colleagues...
CMC Marketssurveillance technology for customer screening, and transaction monitoring and reporting. To support the MLRO in defining the... compliance that apply to all activity of Amazon Payments UK and Amazon Capital Services Limited. This role operates within the...
Amazonand assessment, monitoring for compliance with laws, rules, regulations and policies, including the identification and investigation...Job Description: Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the...
Goldman Sachsas our IT SOX Risk and Compliance Manager on a permanent, full time basis. This role is responsible for managing our SOX... (Sarbanes-Oxley) compliance program. This is a hybrid role with occasional travel required to our Staines office and European...
Chubb Fire & Securitysurveillance and forensic reviews, train the business in compliance matters, participate in policy updates and drafting, conduct... compliance issues and surveillance needs Lead and manage strategic Compliance projects, including Compliance enhancement...
Goldman Sachsand assessment Monitoring for compliance with laws, rules, regulations and policies, including the identification and investigation...Job Description: OUR IMPACT At Goldman Sachs, the mandate of Global Compliance is to prevent, detect and mitigate...
Goldman Sachs-based Compliance Monitoring Programme, including trade and e-communication surveillance, AML transaction monitoring... and deliver a Compliance Programme, including an Annual Compliance Plan and Compliance Monitoring Programme, designed to identify...
BGC, including Surveillance, Monitoring and Testing routines. The successful candidate will be required to keep abreast of regulatory...Job Description: Job Title: Compliance and Operational Risk Manager (Equities) Location: London Corporate Title...
Bank of Americaas well as acting as the lead for the UK Surveillance oversight, and supporting the Head of Business and Functions Compliance directly... and procedures as well as coordinating and monitoring the effectiveness of compliance support for the UK branch within the framework...
Natixisrequirement (Market Data related IM, Email, Applications and its data vault, Surveillance and monitoring access control...Market Data Admin and support for a global bank based in Liverpool street. Role - Market Data Admin and Compliance...
GCS Recruitment Specialistsand market structure Electronic Trading Risk experience Skills: Monitoring, Surveillance, and Testing Regulatory...Job Description: Job Title: Electronic Trading Compliance and Operational Risk Specialist Location: London Title...
Bank of Americacompliance with competency assessment systems. 7. Develop and manage the engineering team, monitoring adequate resources..., compliance and performance strategies. You'll follow business processes in order to deliver a compliant, well performing asset...
Network Railassurance and non compliance process within the delivery unit. 8. Undertake technical inspections and investigations. 9.... Provide local requirements to arrange track monitoring trains and receive outputs. 10. Maintain the accuracy of systems...
Network Railprogramme of staff surveillance, work quality, compliance and asset condition check as directed. Assisting the management..., control and discipline of staff as directed. Assisting the monitoring and review of staff competence and welfare. Contribute...
Network Rail