COMPLIANCE MARKET SURVEILLANCE COMPLIANCE jobs in ENGLAND EUROPE, United Kingdom

, and are able to adapt to a changing regulatory landscape. The Global Market Surveillance Compliance team ("MSC") is part of the... development and oversight of market abuse surveillance controls. MSC helps identify and prioritize the compliance and regulatory...

. For more information visit Role Summary We are looking for a Senior Surveillance Compliance officer to join the team in London. The... at a market-leading commodity broking company. The successful candidate will act as deputy to the Head of Surveillance...

. For more information visit Role Summary We are looking for a Senior Surveillance Compliance officer to join the team in London. The... at a market-leading commodity broking company. The successful candidate will act as deputy to the Head of Surveillance...

to team leads. * The main platforms for Surveillance will be: IMAD, Shield, Discovery Accelerator, Nice Compass, Nice... understanding of financial institutions with scope to learn from senior compliance colleagues. The intern will help with the...

Client Local Authority in Croydon Job Title Markets & Street Trading Compliance Officer Pay Rate PAYE... Purpose and Role Dimensions: Providing a compliance & enforcement service across the borough in support of the Council...

Market Data Admin and support for a global bank based in Liverpool street. Role - Market Data Admin and Compliance... Market Data cost allocations and invoices on Finance & Control systems (i.e., FITS, Coupa). Manage Market Data Compliance...

, with a significant portion of this due to their failure to have adequate controls around the identification of misconduct or market abuse... by their traders. With additional risks of trading losses and reputational damage, markets surveillance had become a key focus area...

Management Consultant - Market Abuse / Trade Surveillance Joining Capco means joining an organisation... Experience in market abuse Experience in communications surveillance Experience in market conduct Ability to build credible...

floor surveillance program across multiple fixed income asset classes and focus areas, including Market Abuse surveillance... of this role is the execution and evolution of the Compliance program in the areas of Portfolio Management, Trading, Credit...

as: control room, trade surveillance, market abuse, personal account dealing markets conduct, conflicts of interest and regulatory... of leading audits of: control room, trade surveillance, market abuse, personal account dealing markets conduct, conflicts...

, Electronic Combat, and Intelligence, Surveillance and Reconnaissance systems. Together we offer fantastic opportunities... you reach your ambitions. Mechanical Environmental & Compliance Consultant Location: Crawley Hybrid Are you a team...

Job Description: OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational... risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the...

surveillance (primarily market abuse), best execution monitoring, and AML transaction monitoring; Provide advice and assistance...The primary objective of the role will be to assist in the execution and ongoing improvement of the Compliance...

of homologation needs. Manage and coordinate Department for Transport Market Surveillance testing programs Manage and lead visits... regarding the mass of portable, lead acid and Li-Ion batteries put on the market in the UK. Support UK Compliance to upcoming...

opportunity for a Vehicle Compliance Manager / Homologation Engineer to ensure this manufacturing company meet all regulatory... + additional Bens. Location can be based in either Grays, Essex or Epsom, Surrey Vehicle Compliance Manager / Homologation...

, where our analytics bring the front office risk mindset to the compliance function. Though we have developed in the trade surveillance... across London, Toronto, New York and Singapore. We have achieved scale by building the best-in-class surveillance tooling...

, where our analytics bring the front office risk mindset to the compliance function. Though we have developed in the trade surveillance... across London, Toronto, New York and Singapore. We have achieved scale by building the best-in-class surveillance tooling...