COMPLIANCE MARKET CONDUCT RISK jobs in LONG ISLAND CITY QUEENS, United Kingdom

and coordinate the complete on boarding process Prepare KYC Packages: Create and manage KYC documentation Conduct Risk Assessments... with Stakeholders: Communicate with Front Office, clients, and internal teams Ensure Compliance: Follow audit requirements and suggest...

changing business, regulatory and market information needs into finance processes and applications Manages complex/critical... strategy. Performs other duties and functions as assigned. Appropriately assess risk when business decisions are made...

strategic direction for the process, organization and architecture covering Securities Financing Transactions (SFT) Risk... for Securities Financing Transactions (SFT) Risk Weighted Assets (RWA) processes. Plays a part in settling and operating necessary...

business, regulatory and market information needs into finance processes and applications Manages complex/critical/large.... Performs other duties and functions as assigned. Appropriately assess risk when business decisions are made, demonstrating...

business, regulatory and market information needs into finance processes and applications Manages complex/critical/large.... Performs other duties and functions as assigned. Appropriately assess risk when business decisions are made, demonstrating...

Participates in assessing and incorporating changing business, regulatory and market information needs into finance processes... as assigned. Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm...

by paid circulation; Factiva, Barron's, MarketWatch, Financial News, DJX, Dow Jones Risk & Compliance, Dow Jones Newswires...: Financial Analysis: Conduct comprehensive financial analysis, including valuation modeling, financial statement analysis...

by paid circulation; Factiva, Barron's, MarketWatch, Financial News, DJX, Dow Jones Risk & Compliance, Dow Jones Newswires...: Financial Analysis: Conduct comprehensive financial analysis, including valuation modeling, financial statement analysis...

market conditions as well as during periods of stress. The Balance Sheet Mgmt Sr Ld Anlst is a strategic professional who... of funding of the balance sheet and liquidity management. Involved in liquidity risk committee and forum oversight Contribute...