COMPLIANCE LEGAL THE CONFLICTS jobs in ENGLAND EUROPE, United Kingdom #4

Advise on a multitude of legal, regulatory, risk and compliance related queries (AML, Data Protection, Conflicts of Interest... on corrective actions Communicate updates regarding legal and regulatory compliance to the team, senior management and the firm...

Company Description We are Legal & General Investment Management (LGIM), the asset-management arm of Legal & General..., and compliance. What you'll be doing: Proactively provide advice, challenge, and review to the business, ensuring first-class...

on how to best manage risk and compliance and support the firm's ability to achieve this. The role is with a growing legal 500 firm... reference point on compliance and related risk queries including on the Codes of Conduct (including client care, conflicts...

's compliance strategies and practices. The successful candidate will be integral in maintaining the firm's robust compliance... and Compliance Management: Provide expert advice on conflicts of interest and confidentiality issues, address compliance-related...

complex conflicts issues to the Risk and Compliance Manager for resolution. Support training sessions for the team including.... Working with the rest of the organisation to ensure best practises. The firm's compliance department fiercely protects clients...

reviews, client feedback, conflicts and breaches. · Assisting the MLRO in ensuring compliance with the Money Laundering...Compliance Manager We have a new role for a Compliance Manager to work alongside the Directors and Practice Manager...

. The C&R Team advises the firm on all aspects of its legal and regulatory duties, including financial crime compliance, SRA...The Compliance and Risk (C&R) Team is based in Nottingham and led by the firm's OLP, to whom this role will report...

is accepted or any new cases can be worked on, the compliance team needs to perform due diligence to check there are no legal...An excellent opportunity has arisen for a Paralegal to join the risk and compliance function of an international law...

on how to best manage risk and compliance and support the firm’s ability to achieve this. The role is with a growing legal 500 firm... reference point on compliance and related risk queries including on the Codes of Conduct (including client care, conflicts...

on how to best manage risk and compliance and support the firm's ability to achieve this. The role is with a growing legal 500 firm... reference point on compliance and related risk queries including on the Codes of Conduct (including client care, conflicts...

with a mixture of AML & Conflicts matters. Overview: An exciting opportunity has arisen for a Compliance Analyst... procedures. Please note: This is not the full job description, to find out more please apply now. It’s Career Legal’s policy...

diligence to check there are no legal or commercial conflicts or any risks of money laundering. Your New Role The Paralegal...Risk & Compliance Paralegal An excellent opportunity has arisen for a Paralegal to join the risk and compliance...

Company Description We are Legal & General Investment Management (LGIM), the asset-management arm of Legal & General..., and compliance. What you'll be doing: Proactively provide advice, challenge, and review to the business, ensuring first-class...

looking for more flexibility and a job closer to home. Job Responsibilities: Supporting the team in ensuring legal compliance and upholding the...This is an exciting opportunity to support the compliance team at a boutique law firm’s office located in Bishops...

Regulations and the SRA’s Standards and Regulations Previous experience of managing risk and compliance policies and procedures...Role: Compliance Manager Law Firm: International Contract: Permanent Salary: £80,000- £90,000 per annum Team...

). Handle client on-boarding. Where required, escalate complex conflicts issues to the Risk and Compliance Manager... on a permanent basis in London. Working with the rest of the organisation to ensure best practises. The firm's compliance...

. Job Overview: The CECO is responsible for developing, leading, and monitoring the company's global Ethics & Compliance (E&C...) Program, seeking to continuously make the program more effective to prevent and address compliance matters across all Company...