COMPLIANCE GLOBAL MARKETS COMPLIANCE jobs in CITY OF YORK, United Kingdom #5

clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group...SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers...

clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group...SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers...

clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group...SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers...

clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group...SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers...

of the financial world with a unique perspective on national and international markets and economies. You will work in... are to: Evaluate and promote the overall safety and soundness of supervised institutions; Ensure supervised institutions’ compliance...

be working in the IB Global Markets Americas Compliance team in New York, which is a part of the GCRG function, coordinating...? We are looking for someone for the following: The compliance officer will be responsible for primary coverage of the Global Equities Derivatives Trading...

of markets, swaps and futures trading products, compliance risk management practices, and CFTC Rules covering swaps and futures... is responsible for the implementation and oversight of the Global Compliance -- Enterprise Policy, the Operational Risk Management...

) to achieve hiring objectives for assigned business units. The Global Corporate & Investment Banking and Global Markets... experience in or in support of GCIB or Global Markets businesses. Excellent client relationship skills. Business focused...

and Compliance functions to manage inquiries and requests. Qualifications: · As part of the Bank’s Global Markets Risk & Controls...’s operational risk management framework within the North American Markets and Treasury business units. Primary focus...

of business. You will be part of the firm’s global Market Data team working closely with the firm’s Commodity Markets... self-starters who want to join an investment banking firm on the leading edge of the global markets. The management team...

with the trading desk and other risk and support groups (i.e., Compliance, Finance, Operations, etc.). Responsibilities... Compliance Technical Documentation Market Risk Manager primarily covering FRTB deliverables for various Line of Businesses...

local and/or global management and direction of applicable market related risk management functions within a specific... (i.e., Compliance, Finance, Operations, etc.). Responsibilities: Provides oversight of identification of market risk exposures...

Income and Equity products within Global Markets. To be successful in this role, you will need to provide support to the EMEA... and enhance our strategic goals. Global Markets Onboarding is a relatively new organization compared to other Operations functions...

with the trading desk and other risk and support groups (i.e., Compliance, Finance, Operations, etc.). Responsibilities... Compliance Technical Documentation Market Risk Manager primarily covering FRTB deliverables for various Line of Businesses...

its goals by putting our people first. As an HRBP to our North America Market & Global Markets, you will play a critical role... all markets at Fresh global. Serve as the HRBP connector to our global markets, China, APAC, Hong Kong, Travel Retail, Korea...

and communities. Global Banking & Markets current regulatory engagement model requires uplift to unify approach and messaging... Standardize regulatory remediation execution, tracking and reporting across the Global Banking & Markets division Implementation...

and communities. Global Banking & Markets current regulatory engagement model requires uplift to unify approach and messaging... Standardize regulatory remediation execution, tracking and reporting across the Global Banking & Markets division Implementation...