COMPLIANCE EQUITIES DERIVATIVES COMPLIANCE jobs in UNITED KINGDOM ENGLAND, United Kingdom #2

, and global markets. Product coverage includes cash equities, single name equity futures, options, ETFs, indices, structured OTC... derivatives. Assisting in the formulation of Marex's Client Margin policy, ongoing review of positions against limits, working...

Marex

equities, derivatives, fixed income, and alternative investments. Skills: Proficiency in accounting software and advanced..., ensuring accuracy and compliance with internal policies and regulatory requirements. Prepare and review daily, weekly...

Selby Jennings

across equities, fixed income, foreign exchange, and derivatives markets. Leadership: A proven strategic thinker, able... a range of internal clients, such as Portfolio Managers, Client Service and Compliance. Originate inventive trading solutions, rooted in...

BNY Mellon

environment - across teams and regions Preferred Qualifications Prior knowledge of Loans, Equities, Bonds and Derivatives..., Credit, Tax, Compliance & cross Operational groups to facilitate a business that is multi-asset, dynamic and bespoke. Asset...

Goldman Sachs

the team will work closely with colleagues from across the organisation such as Investment teams, Risk, Compliance... transition events. Ensures that scalability, operational risk and regulatory compliance are considered in the definition of the...

M&G

classes i.e. equities (public and private), fixed income (public and private), derivatives (ETDs and OTCs), FX and money... with colleagues from across the organisation such as Investment teams, Risk, Compliance, Technology, Operations...

M&G

Equities Derivatives team for their sourcing and funding needs Underlying coverage including European, North American... financing strategies with Equity Derivatives Efficient risk management of all lifecycle events in TRS and SBL Oversee...

MUFG Investor Services

Global Equities Group, the London Securities Lending /Equity Finance Sales Trader will drive business growth and contribute... base such as institutional, pension funds, asset managers, our internal partners in Prime, Equity Derivatives, Delta...

CIBC

worldwide, across a diversified range of asset classes, including equities, fixed income, structured products, derivatives... with opportunities to advise on structured products and derivatives. Advising on the current regulatory regime in the EU and UK...

Goldman Sachs

Qualitative asset eligibility assessments (equities, bonds, structured products, derivatives and various corporate events... for AFMs on a daily/periodic basis; ensuring the delivery of effective compliance monitoring/compliance monitoring plans...

Northern Trust

(Corporate & Investment Bank) Equities Derivatives Group. Mansart is a specialist asset management company responsible... President with prior experience working at an asset manager in an investment risk, portfolio management or trade compliance...

JPMorgan Chase

number of global clients based both internally and externally across Equities, Exchange Traded Derivatives (ETD) and FX asset classes..., but not essential. Candidates should understand the constraints of engineering solutions in a regulated setting and ensure compliance...

UBS

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Taylor Root

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...

Taylor Root

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...

Taylor Root

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...

Taylor Root

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...

Taylor Root