COMPLIANCE EQUITIES DERIVATIVES COMPLIANCE jobs in UNITED KINGDOM ENGLAND, United Kingdom

to join the Derivatives and Structured Products team within Equities Compliance, providing first line compliance support...-ordinate with the broader Global Compliance Team on EMEA initiatives and projects as a representative for Equities Compliance...

or equivalent (not essential if relevant working experience) Significant experience within Equities Derivatives Compliance... team within Equities Compliance, providing first line compliance support and advice to Sales, Trading, Structuring...

, Equities Derivatives and Prime Financing. This role is responsible for executing second line of defence compliance...Job Description: Job Title: Compliance and Operational Risk Manager (Equities) Location: London Corporate Title...

and Derivatives Legal Team. In this role you will advise on a broad range of products including cash equities, OTC, repos, prime...This leader in wealth management is looking to appoint an experienced derivatives lawyer to its EMEA Trading...

to our innovative proprietary indices. We are looking for candidates with a good grounding in derivatives. Any experience in equities... qualification relevant experience in a law firm or in-house Some derivatives experience is essential, specific equities knowledge...

hoc contracts like NDAs. Advice to the business and compliance teams in respect of regulatory matters such as MiFID... corporate governance and operating structures. Key Skills: 3-5 years + working in derivatives, in particular FX...

and passive, equities, fixed income and cash management. This includes quant active, sustainable investing, multi-asset, liquidity... Compliance Consultant, based in London the individual will work within an international Compliance team operating in...

Marex Group including Equities, Rates, FX, Credit, Financial Futures & Options and Listed derivatives by providing clear.... For more information visit Role Summary Support the Head Capital Markets Compliance in ensuring the Marex Group adheres to and operates...

Marex Group including Equities, Rates, FX, Credit, Financial Futures & Options and Listed derivatives by providing clear.... For more information visit Role Summary Support the Head Capital Markets Compliance in ensuring the Marex Group adheres to and operates...

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...

, equities and derivatives. - Support in trade execution and cash flow monitoring - Communicating with counterparties to settle... of a Japanese financial institution in London. This is a front desk support role for investments in currencies, bonds, equities...

: Understanding of financial markets, including equities, fixed income, currencies, and derivatives. This includes knowledge of market... for interacting with internal teams, clients, brokers, and other stakeholders Regulatory Compliance: Knowledge of relevant regulatory...

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...

, and global markets. Product coverage includes cash equities, single name equity futures, options, ETFs, indices, structured OTC... derivatives. Assisting in the formulation of Marex's Client Margin policy, ongoing review of positions against limits, working...