COMPLIANCE EQUITIES DERIVATIVES COMPLIANCE jobs in ENGLAND, United Kingdom

or equivalent (not essential if relevant working experience) Significant experience within Equities Derivatives Compliance... team within Equities Compliance, providing first line compliance support and advice to Sales, Trading, Structuring...

to join the Derivatives and Structured Products team within Equities Compliance, providing first line compliance support...-ordinate with the broader Global Compliance Team on EMEA initiatives and projects as a representative for Equities Compliance...

, Equities Derivatives and Prime Financing. This role is responsible for executing second line of defence compliance...Job Description: Job Title: Compliance and Operational Risk Manager (Equities) Location: London Corporate Title...

EMEA Equities E-Trading: Business Manager, VP Job Background: The Equities business is seeking an experienced... professional to manage the project deliveries, E-Trading governance, corrective action plans and audits for the Equity Derivatives...

) within Equities you will be responsible for measuring, monitoring, and controlling risk for Futures, OTC Clearing, and potentially.... You will support the Futures & Derivatives Clearing (FDC) businesses, with the opportunity to help with FX Prime Brokerage (PB...

to our innovative proprietary indices. We are looking for candidates with a good grounding in derivatives. Any experience in equities... qualification relevant experience in a law firm or in-house Some derivatives experience is essential, specific equities knowledge...

, Derivatives Trading, Equities, Equity Derivatives, Equity Markets, Exotic Derivatives, Financial Modeling, Global Market... they are and what they contribute. To learn more about CIBC, please visit Job Description Working as part of the London Equity Derivatives Trading...

hoc contracts like NDAs. Advice to the business and compliance teams in respect of regulatory matters such as MiFID... corporate governance and operating structures. Key Skills: 3-5 years + working in derivatives, in particular FX...

marketing materials. Co-ordination with the broader FICC & Equities Compliance Team as well as Federation and Financial Crime...Job Description: OUR IMPACT The Compliance division prevents, detects and mitigates compliance, regulatory...

standards of integrity. Join the Compliance team, which is responsible for a number of critical processes to ensure that Mako... operates in full compliance with all relevant requirements in all operational jurisdictions. The Compliance Assistant...

Marex Group including Equities, Rates, FX, Credit, Financial Futures & Options and Listed derivatives by providing clear.... For more information visit Role Summary Support the Head Capital Markets Compliance in ensuring the Marex Group adheres to and operates...

Marex Group including Equities, Rates, FX, Credit, Financial Futures & Options and Listed derivatives by providing clear.... For more information visit Role Summary Support the Head Capital Markets Compliance in ensuring the Marex Group adheres to and operates...

knowledge of Financial Market products such as: equities, commodities, fixed income, currencies and derivatives. Logical...Job Description: Job Title: Compliance & Operational Risk Manager (Operations Coverage) Corporate Title: Vice...

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...

relation to potential Market Abuse is essential. Good working knowledge of various products – equities, equity derivatives, FX... as required. EXPERIENCE REQUIRED: Sound compliance monitoring and surveillance experience within a financial services firm (brokerage...