COMPLIANCE EQUITIES COMPLIANCE DERIVATIVES jobs in EUROPE ENGLAND, United Kingdom #2

interpretation, analysis of investment guideline restrictions and coding them in compliance monitoring applications. The candidate... into compliance monitoring systems and providing pre-trade & post-trade oversight . Guidelines team supports portfolio managers...

range of asset classes, including equities, fixed income, structured products, derivatives, hedge funds and other alternative... on derivatives, FX, loans and equity and fixed income securities. Primarily advising on the current regulatory regime in the UK...

knowledge about financial products, e.g. equities, fixed income, exchange traded derivatives, OTC derivatives, Knowledge... with various groups supporting the securities and derivatives businesses to ensure accurate and timely regulatory reporting...

volume FX trades to complex Commodities, Credit, Equities and Interest Rate derivatives. Basic qualifications Bachelor... compliance of existing businesses with new requirements, the team is heavily involved at the inception of new business...

volume FX trades to complex Commodities, Credit, Equities and Interest Rate derivatives. Basic qualifications Bachelor... compliance of existing businesses with new requirements, the team is heavily involved at the inception of new business...

classes ranging from high volume FX trades to complex Commodities, Credit, Equities and Interest Rate derivatives - Build... processes all the firm's activity, securities, or derivatives within each of the jurisdictions in which the firm operates...

. Proactively manage risk and controls related to the Equities business and escalate concerns in compliance with our escalation...Citigroup is seeking an experienced Controller to provide direction and leadership of the Equities Markets Controller...

Income, Equities, FX and Derivatives) Experience in an operational environment and an understanding of risk and control... faced within Front Office and work with management to improve key controls. Close liaison with Compliance and Risk...

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...

, and global markets. Product coverage includes cash equities, single name equity futures, options, ETFs, indices, structured OTC... derivatives. Assisting in the formulation of Marex's Client Margin policy, ongoing review of positions against limits, working...

equities, derivatives, fixed income, and alternative investments. Skills: Proficiency in accounting software and advanced..., ensuring accuracy and compliance with internal policies and regulatory requirements. Prepare and review daily, weekly...

across equities, fixed income, foreign exchange, and derivatives markets. Leadership: A proven strategic thinker, able... a range of internal clients, such as Portfolio Managers, Client Service and Compliance. Originate inventive trading solutions, rooted in...

classes i.e. equities (public and private), fixed income (public and private), derivatives (ETDs and OTCs), FX and money... with colleagues from across the organisation such as Investment teams, Risk, Compliance, Technology, Operations...

the team will work closely with colleagues from across the organisation such as Investment teams, Risk, Compliance... transition events. Ensures that scalability, operational risk and regulatory compliance are considered in the definition of the...

use of resources including key liquidity metrics NSFR, LCR, leverage and balance sheet. Working closely with the Equities Derivatives... on Equity financing strategies with Equity Derivatives Efficient risk management of all lifecycle events in TRS and SBL...

worldwide, across a diversified range of asset classes, including equities, fixed income, structured products, derivatives... with opportunities to advise on structured products and derivatives. Advising on the current regulatory regime in the EU and UK...