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Taylor Rootplans Qualitative asset eligibility assessments (equities, bonds, structured products, derivatives and various corporate... requirements for AFMs on a daily/periodic basis; ensuring the delivery of effective compliance monitoring/compliance monitoring...
Northern Trustbut not limited to: CDS, IRS, fixed income, equities, equity derivatives, ETD, Commodity and FX. Ability to write complex SQL... solutions concerning compliance, risk, portfolio management, operations, and trading. The candidate should demonstrate...
for Equities, Fixed Income, Derivatives, and Swaps. Conduct thorough reconciliations and analysis of financial data to ensure... and maintain strong controls and processes to mitigate financial risks and ensure compliance with regulatory requirements. Prepare...
Venn Group