COMPLIANCE EQUITIES COMPLIANCE DERIVATIVES jobs in ENGLAND ENGLAND, United Kingdom #2

equities, derivatives, fixed income, and alternative investments. Skills: Proficiency in accounting software and advanced..., ensuring accuracy and compliance with internal policies and regulatory requirements. Prepare and review daily, weekly...

across equities, fixed income, foreign exchange, and derivatives markets. Leadership: A proven strategic thinker, able... a range of internal clients, such as Portfolio Managers, Client Service and Compliance. Originate inventive trading solutions, rooted in...

environment - across teams and regions Preferred Qualifications Prior knowledge of Loans, Equities, Bonds and Derivatives..., Credit, Tax, Compliance & cross Operational groups to facilitate a business that is multi-asset, dynamic and bespoke. Asset...

classes i.e. equities (public and private), fixed income (public and private), derivatives (ETDs and OTCs), FX and money... with colleagues from across the organisation such as Investment teams, Risk, Compliance, Technology, Operations...

the team will work closely with colleagues from across the organisation such as Investment teams, Risk, Compliance... transition events. Ensures that scalability, operational risk and regulatory compliance are considered in the definition of the...

Equities Derivatives team for their sourcing and funding needs Underlying coverage including European, North American... financing strategies with Equity Derivatives Efficient risk management of all lifecycle events in TRS and SBL Oversee...

Global Equities Group, the London Securities Lending /Equity Finance Sales Trader will drive business growth and contribute... base such as institutional, pension funds, asset managers, our internal partners in Prime, Equity Derivatives, Delta...

worldwide, across a diversified range of asset classes, including equities, fixed income, structured products, derivatives... with opportunities to advise on structured products and derivatives. Advising on the current regulatory regime in the EU and UK...

and derivatives; in conjunction with key federation stakeholders (IT, Operations, Legal, Compliance, etc.) REQUIREMENTS Qualified.... Controllers also ensure that the Firm's activities are conducted in compliance with the regulations governing transactions in the...

solutions and investment products · Across all available asset classes: Rates, Credit, FX/Precious Metals, Equities, Cross... (“tailored financing” with embedded derivatives, EMTN, fund, loan, repack, TRS etc.) with a strong transactional motivation in...

Qualitative asset eligibility assessments (equities, bonds, structured products, derivatives and various corporate events... for AFMs on a daily/periodic basis; ensuring the delivery of effective compliance monitoring/compliance monitoring plans...

(Corporate & Investment Bank) Equities Derivatives Group. Mansart is a specialist asset management company responsible... President with prior experience working at an asset manager in an investment risk, portfolio management or trade compliance...

accounting. Strong understanding of financial products, including equities, fixed income, derivatives, and alternative... expert on market-related regulations, compliance requirements, and industry best practices. Qualifications: Proven...

number of global clients based both internally and externally across Equities, Exchange Traded Derivatives (ETD) and FX asset classes..., but not essential. Candidates should understand the constraints of engineering solutions in a regulated setting and ensure compliance...

number of global clients based both internally and externally across Equities, Exchange Traded Derivatives (ETD) and FX asset classes..., but not essential. Candidates should understand the constraints of engineering solutions in a regulated setting and ensure compliance...

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Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...