COMPLIANCE ELECTRONIC COMMUNICATION SURVEILLANCE jobs in CITY OF YORK, United Kingdom

Surveillance team works closely with the other teams within Compliance, Legal and Information technology. Team members have the... and Responsibilities: Utilize surveillance systems to review communications for content, appropriateness, regulatory compliance, and the...

services industry. You'll work closely with our other compliance team members to develop an E-communications surveillance... communication channels. Manage all aspects of E-communications surveillance including designing and enhancing monitoring rules...

surveillance systems to review communications for content, appropriateness, regulatory compliance and misuse of confidential...Job Description: Job Description: This individual will be responsible for reviewing the electronic communications...

(LOB), including completing documentation of compliance monitoring and surveillance related to electronic trading... Electronic Trading businesses, across two U.S. broker-dealers. The role will include accountability for compliance advisory...

, Wall Crossings etc. Performing daily reviews of business communications for electronic and voice communication... surveillance and monitoring Assisting in handling the compliance monitoring application for the performance of and routine review...

monitoring and surveillance, attending and representing Compliance at relevant internal committees and analytical huddles... of a compliance communication program for the organization throughout your areas of coverage that promotes (a) heightened awareness...

and surveillance of ABS transactions backed by consumer and commercial assets. Responsibilities and Impact: This role blends... issuers with the guidance of a Senior Analyst Ongoing surveillance and rating recommendations Repeat analytical...

and monitoring internal loss prevention programs and systems. Learns to maintain and react to the electronic surveillance system.... Learns and actively implements compliance standard operational procedures (SOPs) across front-end and pharmacy. Gains...