Job Purpose and Summary Canon are looking for a Sales Operations, Compliance & Controls Senior Specialist to join the... B2B team overseeing and coordinating overall compliance, sales contracts, and governance related processes across the team...
CanonAct issues, AIFMD, UK and EU regulations, trade clearance, regulatory filings and designing and testing of compliance.... The attorney would be a part of a highly collaborative legal and compliance group focused on Blackstone Credit & Insurance...
Blackstonetesting related to Investment and Trading Compliance. Monitor Equity and Fixed Income Best Execution (L2) ensuring adherence...Your team The Pictet Group is one of the world's leading independent wealth and asset managers. Founded in 1805...
Pictetis to support the group's management, ensuring that our activities are conducted in a safe, efficient manner and in compliance... thematic compliance monitoring and testing including production of reports and recommendations Reviewing and researching AML...
Saxo Bankthe Technical Compliance Manger in monitoring and reviewing site testing schedules for micro, allergens, claims... Team in ensuring Compliance to Food Safety, Quality & Legal requirements of the Quality Management System, BRC, Customer...
Premier Foodsand testing program Support Technical Policy and Compliance projects Conduct regular reviews to ensure compliance with food...Ocado Group is an equal opportunities employer and as such makes every effort to ensure that all potential employees...
Ocadoindependent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses...Job Description: OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational...
Goldman Sachsindependent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses...Job Description: OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational...
Goldman Sachs: Compliance and Legal Audit Team Specific Skills and Experience Internal audit, compliance, or quality assurance testing... reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management...
Goldman Sachsindependent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses...Job Description: OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational...
Goldman Sachs. Contributes to the performance of the Compliance risk assessment, testing and monitoring program, and new business regulatory...Job Description: The Compliance function ensures the development and maintenance of a strong compliance culture...
JPMorgan Chaseteams. What you will be doing Assisting in the execution of the testing required as part of the annual Compliance... Assurance Programme. Assisting the Compliance Assurance Managers to carry out testing by gathering data, documents, processes...
William Hillon the compliance testing and monitoring plan and the business; Support others in the General Compliance team... services, seeks a generalist compliance professional to join our fast-paced business in a complex operating environment...
Interactive Brokersand our regulators. The Compliance Manager will deliver monitoring activities across the Group, ultimately to provide assurance...Job Title: Compliance Manager 12 Month Fixed term contract, ideal start date September 2024 Working Pattern: Monday...
Tandem Bankand our regulators. The Compliance Manager will deliver monitoring activities across the Group, ultimately to provide assurance...Job Title: Compliance Manager 12 Month Fixed term contract, ideal start date September 2024 Working Pattern: Monday...
Tandem Bankand our regulators. The Compliance Manager will deliver monitoring activities across the Group, ultimately to provide assurance...Job Title: Compliance Manager 12 Month Fixed term contract, ideal start date September 2024 Working Pattern: Monday...
Tandem BankJob Description: Job Title: Compliance and Operational Risk Manager (Equities) Location: London Corporate Title... has arisen in our London office for a Compliance Manager to join the Equities Compliance and Operational Risk team responsible...
Bank of America